Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Des Moines, IA
Every SEC-registered investment adviser representative at a firm office in Des Moines, with the firms that employ the most of them.
400 registered advisors work in Des Moines; the most are at Principal Securities, Inc. (175). 40 list the CFP designation and 333 are also registered broker representatives.
Firms with the most advisors in Des Moines
Advisors in Des Moines, A to Z (first 300 of 400)
CFP advisors in Des Moines →- Tyler J. AbelsPrincipal Securities, Inc.
- Jennifer AdamsonPrincipal Securities, Inc.
- Carla S. AlbersTaber Asset Management L.L.C.
- Maura I. AllenPrincipal Advised Services
- Matthew D. AndersonAltitude Capital Management LLC
- Russell J. AnthoferPrincipal Asset Management
- Scott R. ArnburgLegacy Financial Group
- Jon K. AugustineBtc Capital Management · Chartered Financial Analyst
- Raelynn J. AustinPrincipal Securities, Inc.
- Jamie M. BachmanPrincipal Securities, Inc.
- John D. Baergen Jr.Principal Securities, Inc. · Certified Financial Planner
- Angela D. BailiffPrincipal Advised Services
- Gretchen O. BarressPrincipal Securities, Inc.
- David G. BarzenAmeriprise Financial Services, LLC
- Kristy K. BarzenAmeriprise Financial Services, LLC
- Chad C. BaselPrincipal Securities, Inc.
- Tanner BeaversPrincipal Securities, Inc.
- Mari J. BeelerPrincipal Securities, Inc.
- Susan L. BellPrincipal Securities, Inc.
- Abby R. BelvinWest Financial Advisors, L.L.C. · Certified Financial Planner
- Raymond L. BeningPrincipal Securities, Inc.
- Andrea L. BensonPrincipal Securities, Inc.
- Crysta L. BerryPrincipal Securities, Inc.
- Candence S. Bidler HurleyPrincipal Securities, Inc.
- Jeffrey S. BirdsleyBtc Capital Management · Chartered Financial Analyst
- Sara M. BodnarPrincipal Securities, Inc.
- Matthew L. BoehnkeCambridge Investment Research Advisors, Inc. · Certified Financial Planner
- Stephanie L. BollesLPL Financial LLC · Certified Financial Planner
- David BonduraCetera Investment Advisers LLC
- Tyler M. Bookin-NosbischRia Group, LLC · Certified Financial Planner
- Jenny S. BorcherdingPrincipal Advised Services
- Deena C. BortschellerPrincipal Securities, Inc.
- Wyatt A. BoshartPrincipal Asset Management
- Jeffrey M. BratzAndersen · Certified Financial Planner
- Owen S. BrauchPrincipal Advised Services
- Heidi BreitkreutzPrincipal Securities, Inc.
- Scott J. BreitkreutzPrincipal Securities, Inc.
- Abby J. BrekkePrincipal Securities, Inc.
- Kari L. BrettPrincipal Asset Management
- Kelli BrixCambridge Investment Research Advisors, Inc. · Certified Financial Planner
- Jason B. BrownPrincipal Securities, Inc.
- Thomas L. BurnorPrincipal Securities, Inc.
- Bret J. BussanmasPrincipal Asset Management
- Justin D. CarleyBtc Capital Management · Chartered Financial Analyst
- Chanell T. CarterPrincipal Securities, Inc.
- Kieran M. CaseyPrincipal Securities, Inc.
- Ashley A. ChapinPrincipal Securities, Inc.
- David H. ChapmanBtc Capital Management
- Jacob ChencharStrategic Advisers LLC
- Martin ChippsPrincipal Asset Management
- Scott A. ChristensenPrincipal Advised Services · Chartered Financial Analyst
- Megan M. ChristiansenPrincipal Securities, Inc.
- Casey E. ClarkPrincipal Securities, Inc.
- Aaron S. ClaybergPrincipal Securities, Inc.
- Tyler J. CoderCompound Planning, Inc. · Certified Financial Planner, Personal Financial Specialist
- Jeremiah S. ColePrincipal Advised Services
- Michael J. CooleyAltitude Capital Management LLC · Chartered Financial Consultant
- Eva M. CoutermarshPrincipal Securities, Inc.
- Timothy D. CoxLPL Financial LLC
- Lyndon N. CrawfordCambridge Investment Research Advisors, Inc.
- Devin CrewPrincipal Asset Management
- David J. CunninghamLw Advisors, L.L.C. · Certified Financial Planner
- Carter J. DavisPrincipal Advised Services
- Corey A. DayCambridge Investment Research Advisors, Inc.
- Amy R. DeeverWest Financial Advisors, L.L.C.
- Jonah M. DejungPrincipal Advised Services
- Heidi F. DeloitPrincipal Securities, Inc.
- Thomas C. DesousaLPL Financial LLC
- David L. DickensPrincipal Securities, Inc. · Certified Financial Planner
- Braden M. DietzPrincipal Securities, Inc.
- Matthew D. DinvillePrincipal Securities, Inc.
- Izaak M. DixonPrincipal Advised Services
- Marlene DixonPrincipal Securities, Inc.
- Haley B. DrakePrincipal Advised Services
- Joel R. DrakeLPL Financial LLC
- Curtis R. DreesmanPrincipal Advised Services
- Isaac DunlapWells Fargo Clearing Services, LLC
- Donna M. DunnePrincipal Securities, Inc.
- Joy T. DutmersPrincipal Securities, Inc.
- Wendi M. EckelbergVoya Financial Advisors, Inc.
- Robert J. EdwardsCambridge Investment Research Advisors, Inc.
- William B. ElsonLegacy Financial Group · Certified Financial Planner
- Scott D. EltjesBtc Capital Management
- David E. ElwellLPL Financial LLC
- Kei D. EngelPrincipal Securities, Inc.
- Wendell D. EppsPrincipal Securities, Inc.
- Alyson E. EricksonPrincipal Securities, Inc.
- Kimberly A. Etchings-DolcePrincipal Securities, Inc.
- Brody L. EverittCambridge Investment Research Advisors, Inc.
- Nicholas J. FairfieldPrincipal Advised Services
- Mark E. FeldPrincipal Securities, Inc.
- Michael P. FinneganPrairie Wealth Advisors, Inc. · Chartered Financial Analyst
- Joseph R. FiorentinoDmkc Advisory Services, LLC
- Anthony J. FisetteEdward Jones
- Stephen E. ForrestForrest Financial Services · Certified Financial Planner
- Joel B. FortneyKoios Private Family Offices, LLC · Chartered Financial Analyst
- Hunter FoubertPrincipal Asset Management
- Patrick J. FrankeEdward Jones · Certified Financial Planner
- Isaac F. FranksCompound Planning, Inc. · Certified Financial Planner
- Andrew T. FreemanPrincipal Securities, Inc.
- John M. FreemanMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Angie L. FritzPrincipal Securities, Inc.
- William R. FroehlichPrincipal Securities, Inc.
- Thomas J. FrolickVoya Financial Advisors, Inc.
- Jordan L. FunkeOn Investment Management Co.
- Kerry M. GarciaEdward Jones · Certified Financial Planner
- Richard A. GarciaPrincipal Securities, Inc.
- Michael J. GasperiCetera Planning Partners
- Anthony GenslerLegacy Financial Group
- David L. GerdesPrincipal Securities, Inc.
- Robert F. GidelPrincipal Asset Management
- Kristopher J. GoedenPrincipal Asset Management
- Jonathan P. GoergenPrincipal Securities, Inc.
- Pamela A. GoforthPrincipal Securities, Inc.
- Garrison E. GoodlettPrincipal Advised Services
- Elizabeth M. GranumPrincipal Securities, Inc.
- Harry R. GreeneAltitude Capital Management LLC
- Heath V. GreenePrincipal Securities, Inc.
- Joseph G. GreenfieldCambridge Investment Research Advisors, Inc.
- Bennett GreerCliftonlarsonallen Wealth Advisors, LLC · Certified Financial Planner
- John T. GremlerCambridge Investment Research Advisors, Inc.
- Eli S. GreufePrincipal Advised Services
- Kammie L. GrytdahlPrincipal Securities, Inc.
- Linda K. GustafsonPrincipal Securities, Inc.
- Kevin R. HansenPrincipal Asset Management
- Jay T. HarbisonPrincipal Asset Management
- David D. HarkinDes Moines Investments, LLC · Certified Financial Planner, Chartered Financial Consultant
- Joseph HarrellEdward Jones
- Andre O. HarrielalAltitude Capital Management LLC
- Austin C. HarrisWest Financial Advisors, L.L.C.
- Andrew J. HarrisonDmkc Advisory Services, LLC
- Adam K. HatchPrincipal Advised Services
- Adam M. HawkinsPrincipal Securities, Inc.
- Penny S. HeinEdward Jones
- Jonathan T. HelakPrincipal Securities, Inc.
- Nicholas W. HemstedLegacy Financial Group
- Lance E. HennesayPrincipal Securities, Inc.
- Bryan H. HermosilloPrincipal Advised Services
- Anna L. HernandezPrincipal Securities, Inc.
- Hector M. HernandezPrincipal Securities, Inc.
- Kelly J. HesterVoya Financial Advisors, Inc.
- Grant P. HickmanPrincipal Securities, Inc.
- Peter HillCambridge Investment Research Advisors, Inc. · Chartered Financial Consultant
- Travis C. HilsabeckPrincipal Securities, Inc.
- Lacey D. Hilton-LoewePrincipal Securities, Inc.
- Tonya M. HirtePrincipal Securities, Inc.
- Kelly L. HoezeePrincipal Securities, Inc.
- Connor HoganEdward Jones · Certified Financial Planner, Chartered Financial Consultant
- Brian J. HoodLegacy Financial Group · Certified Financial Planner
- Kathryn L. HooperOsaic Institutions, Inc.
- Isaac H. HousePrincipal Advised Services
- Kristin L. HovmillerPrincipal Securities, Inc.
- Monica A. HowerPrincipal Securities, Inc.
- Harriet C. HubbellCambridge Investment Research Advisors, Inc.
- Rebecca J. HueserPrincipal Securities, Inc.
- Clifton R. HughesPrincipal Securities, Inc.
- Brent R. HulbertChoreo, LLC
- Geoffrey J. IngramCambridge Investment Research Advisors, Inc.
- David P. JacksonBtc Capital Management
- Kristie L. JacksonPrincipal Securities, Inc. · Certified Financial Planner
- Christopher E. JandaOsaic Wealth, Inc.
- Bailey C. JensenWells Fargo Clearing Services, LLC
- Lane T. JohnsonPrincipal Securities, Inc.
- Michael P. JohnsonTeacher Wealth · Certified Financial Planner
- Sadie L. JohnsonPrincipal Asset Management
- Steven R. JohnsonPrincipal Advised Services
- Dirk JohnstonPrincipal Advised Services · Certified Financial Planner
- Natalie K. JohnstonPrincipal Securities, Inc.
- Jacob A. JonesLPL Financial LLC
- Julie A. JonesCambridge Investment Research Advisors, Inc.
- Melissa A. JonesPrincipal Securities, Inc.
- Christopher JorgensenPrincipal Asset Management
- Grant JudkinsCambridge Investment Research Advisors, Inc.
- Aimsley L. KadlecLPL Financial LLC
- Kyle M. KanaskiePrincipal Securities, Inc.
- Lucas KanePrincipal Asset Management
- Westin J. KaserPrincipal Securities, Inc.
- Gina N. KatzPrincipal Securities, Inc.
- James R. KearneyPrincipal Securities, Inc.
- Dashle KelleyCalibrate Wealth, LLC
- Daniel M. KellyDmkc Advisory Services, LLC
- Daniel G. KellyDmkc Advisory Services, LLC
- Dillon T. KimberleyDes Moines Investments, LLC
- Troy B. KingPrincipal Securities, Inc.
- Sara L. Klaessy1834 Investment Advisors Co.
- Ryan K. KlynIntegrity Alliance, LLC.
- Jackson R. KrebsPrincipal Advised Services
- Nick J. KruegerPrincipal Securities, Inc.
- Tyler M. KubikPrincipal Securities, Inc.
- Kraig L. KuhlersPrincipal Asset Management
- James E. LangePrincipal Asset Management
- Robert P. LarsenBtc Capital Management
- Kelly K. LarsonPrincipal Securities, Inc.
- Brian D. LattaPrincipal Asset Management
- Brooks C. LauPrincipal Securities, Inc.
- Cody A. LawlerPrincipal Securities, Inc.
- Kevin J. LehmanCambridge Investment Research Advisors, Inc.
- Mark D. LehmannPrincipal Securities, Inc.
- Evan B. LemkerPrincipal Securities, Inc.
- Nicholas J. LensingEdward Jones
- Jone E. LiuzzaPrincipal Securities, Inc.
- Philip S. LockwoodSpc
- Jeffery L. LohmeierEdward Jones
- Brenda L. LongPrincipal Securities, Inc.
- Joseph T. LongeneckerLongenecker Financial Services
- Travis R. LorenzPrincipal Securities, Inc.
- Angel LovePrincipal Advised Services
- Jayne P. LyPrincipal Securities, Inc.
- Verlaine MacclementsPrincipal Securities, Inc. · Certified Financial Planner
- Luella A. MahoneyPrincipal Securities, Inc.
- Marisa S. MainPrincipal Securities, Inc.
- Mark P. MandziaraBtc Capital Management
- Tabitha H. MarksPrincipal Securities, Inc.
- Karina MarquezPrincipal Securities, Inc.
- Emily J. MarrPrincipal Securities, Inc.
- Dustin J. MarsPrincipal Securities, Inc.
- Joseph F. MartinPrincipal Securities, Inc. · Certified Financial Planner
- Kenneth J. MartinCambridge Investment Research Advisors, Inc. · Certified Financial Planner
- Rosemary MartinezPrincipal Securities, Inc.
- Jason P. MastellerPrincipal Securities, Inc.
- Laura K. MastinPrincipal Asset Management
- Scott J. MathesPrincipal Securities, Inc.
- Tonya L. MathisonPrincipal Securities, Inc.
- Anthony J. MauroCetera Investment Advisers LLC · Certified Financial Planner, Chartered Financial Consultant
- Thomas H. McBride IIILegacy Financial Group · Certified Financial Planner
- Lizbeth A. McCallPrincipal Securities, Inc.
- Julia C. McCormickThe Wealth Consulting Group · Certified Financial Planner
- Edward L. McDermott Jr.Principal Securities, Inc.
- Jamie V. McDermottVoya Financial Advisors, Inc.
- Kevin A. McDonoughPrincipal Securities, Inc.
- Mason McKinniePrincipal Asset Management
- Matthew T. McKnightPrincipal Asset Management
- Kevin S. McMahonCambridge Investment Research Advisors, Inc. · Chartered Financial Analyst
- Scott C. MeadPrincipal Securities, Inc.
- Reed MellsU.S. Bancorp Advisors, LLC
- Luke A. MeseckOn Investment Management Co.
- Cole A. MetzlerPrincipal Advised Services
- Brandon M. MillerPrincipal Asset Management
- Derek J. MillerPrincipal Securities, Inc.
- Joshua B. MortensonPrincipal Securities, Inc.
- Robert M. Mudd IIIPrincipal Asset Management
- Stephen H. MuldrowPrincipal Securities, Inc.
- Jeffrey MuleyaPrincipal Securities, Inc.
- Jeremy MunterPrincipal Asset Management
- Rubab MuzaffarPrincipal Securities, Inc.
- Ryan P. MyersPrincipal Advised Services
- Jeanna S. NationWest Financial Advisors, L.L.C. · Certified Financial Planner
- Alexa NelsonLPL Financial LLC
- John L. NesbitOsaic Wealth, Inc.
- Christen M. NicollPrincipal Advised Services
- Blake F. NiehausPrincipal Securities, Inc.
- Anthony R. NietzelOn Investment Management Co.
- Joshua J. NiggPrincipal Securities, Inc. · Certified Financial Planner
- Debra E. NortonBtc Capital Management
- Samuel B. O'BrienCapital View Wealth Management, LLC
- Chad M. OppedalPrincipal Securities, Inc.
- Patrick OwensCetera Planning Partners
- Kelly A. PanzanaroPrincipal Securities, Inc. · Chartered Financial Consultant
- Andrew J. PaoliniPrincipal Advised Services
- Kevin L. PearsonEdward Jones
- Elizabeth PenningtonAtwood Financial Planning LLC · Certified Financial Planner
- Jonathan F. PereiraPrincipal Securities, Inc.
- Andrew M. PeschongState Farm Investment Management Corp.
- Eric A. PetersonPeterson Financial Group, Inc.
- Kyle J. PetersonChoreo, LLC
- Tyrone J. PetschePrincipal Securities, Inc. · Chartered Financial Consultant
- Zoe E. PinsThe Wealth Consulting Group
- Jay C. PolsonPolson Wealth Management
- Stanley E. PoormanPrincipal Advised Services · Certified Financial Planner
- Anthony W. PotthoffPrincipal Advised Services
- Richard K. PreyPrincipal Securities, Inc.
- Mark M. PurcellPrincipal Securities, Inc.
- Robert J. PyskPrincipal Securities, Inc.
- Matthew QuickPrincipal Asset Management
- Norma C. QuirogaPrincipal Securities, Inc.
- Michael E. RagsdalePrincipal Securities, Inc.
- Blake RamseyPrincipal Securities, Inc.
- Adrian N. RaneyAltitude Capital Management LLC
- Clarissa M. RasmussenPrincipal Securities, Inc.
- William J. Reichardt Jr.Principal Securities, Inc.
- James D. RhodesAltitude Capital Management LLC
- Michael R. RideoutPrincipal Securities, Inc.
- Ryan RiviereJ.P. Morgan Securities LLC
- Timothy RoetmanPrincipal Securities, Inc.
- Ashley RogersCambridge Investment Research Advisors, Inc.
- Christian H. RogersEquitable Advisors, LLC
- Skyler L. RoordaPrincipal Securities, Inc.
- Douglas W. RosendahlPrincipal Securities, Inc.
- Shanna M. RossPrincipal Securities, Inc.
- Roger R. RudenEquitable Advisors, LLC
- Eric J. RussellPrincipal Securities, Inc.
- Joshua C. SaboePrincipal Securities, Inc. · Certified Financial Planner
- Rajpreet S. SanghaPrincipal Securities, Inc.
- Amanda SantillanPrincipal Securities, Inc.
- Jesse J. ScheelerPrincipal Asset Management
- Charlie O. SchettlerPrincipal Advised Services
- Brad M. SchlichtePrincipal Asset Management · Chartered Financial Consultant
- Richard R. SchneiderVoya Financial Advisors, Inc.
- Will J. SchroederSanctuary Advisors, LLC
- Melissa J. SchuchardPrincipal Securities, Inc.
Other cities in Iowa
All of Iowa →West Des Moines 760Cedar Rapids 405Urbandale 252Dubuque 180Davenport 162Bettendorf 106Fairfield 106Clive 87Waterloo 72Ankeny 71Cedar Falls 71Iowa City 66Hiawatha 62Sioux City 61Johnston 59Ames 54Coralville 51Waverly 39Pella 34Clinton 31Spencer 30Marion 28Council Bluffs 25Decorah 25
Questions
How many financial advisors are in Des Moines, IA?
400 investment adviser representatives are registered at firm offices in Des Moines, Iowa, according to the SEC's Investment Adviser Public Disclosure records. 333 of them are also registered as broker representatives, and 40 list the CFP designation.
Which firm has the most financial advisors in Des Moines?
Principal Securities, Inc., with 175 registered advisors in Des Moines, followed by Principal Advised Services with 44.
How do I check a financial advisor in Des Moines?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.