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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Ames, IA

Every SEC-registered investment adviser representative at a firm office in Ames, with the firms that employ the most of them.

54 registered advisors work in Ames; the most are at Edward Jones (9). 9 list the CFP designation and 48 are also registered broker representatives.

Firms with the most advisors in Ames

FirmAdvisors in Ames
Edward Jones news9
LPL Financial LLC news6
Northwestern Mutual Investment Services, LLC5
Ameriprise Financial Services, LLC news4
Stifel, Nicolaus & Company, Incorporated news4
Tiaa-Cref Individual & Institutional Services, LLC4
Wells Fargo Clearing Services, LLC news3
Ameritas Advisory Services, LLC2
Osaic Wealth, Inc. news2
Ria Advisory Group, LLC2
Thrivent Investment Management Inc.2
Burke & Company Capital Growth1
Calton & Associates, Inc.1
Clarity Asset Management, Inc.1
Eagle Strategies LLC1
Green Belt Investment Services1
J.P. Morgan Securities LLC news1
LPL Enterprise, LLC news1
Nations Financial Group, Inc.1
Ooda Quantum Capital, LLC1
State Farm Investment Management Corp.1
U.S. Bancorp Advisors, LLC1

Advisors in Ames, A to Z

CFP advisors in Ames →

Other cities in Iowa

All of Iowa →

West Des Moines 760Cedar Rapids 405Des Moines 400Urbandale 252Dubuque 180Davenport 162Bettendorf 106Fairfield 106Clive 87Waterloo 72Ankeny 71Cedar Falls 71Iowa City 66Hiawatha 62Sioux City 61Johnston 59Coralville 51Waverly 39Pella 34Clinton 31Spencer 30Marion 28Council Bluffs 25Decorah 25

Questions

How many financial advisors are in Ames, IA?

54 investment adviser representatives are registered at firm offices in Ames, Iowa, according to the SEC's Investment Adviser Public Disclosure records. 48 of them are also registered as broker representatives, and 9 list the CFP designation.

Which firm has the most financial advisors in Ames?

Edward Jones, with 9 registered advisors in Ames, followed by LPL Financial LLC with 6.

How do I check a financial advisor in Ames?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.