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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Johnston, IA

Every SEC-registered investment adviser representative at a firm office in Johnston, with the firms that employ the most of them.

59 registered advisors work in Johnston; the most are at Thrivent Investment Management Inc. (11). 0 list the CFP designation and 40 are also registered broker representatives.

Firms with the most advisors in Johnston

FirmAdvisors in Johnston
Thrivent Investment Management Inc.11
Ameriprise Financial Services, LLC news6
Integrity Alliance, LLC.6
Osaic Wealth, Inc. news6
Compound Planning, Inc.4
Edward Jones news3
LPL Financial LLC news3
Apella Wealth2
Cetera Investment Advisers LLC news2
Edelman Financial Engines news2
Equitable Advisors, LLC news2
Kane Company Wealth Management, Inc.2
Wells Fargo Clearing Services, LLC news2
Efs Advisors1
Elite Wealth Partners, LLC1
Farmers Asset Management, LLC1
Mutual Of Omaha Investor Services, Inc.1
Simplified Planning And Investments1
Successful Resource Management, Ltd.1
Voya Retirement Advisors, LLC1
Weiss Financial Group, LLC1

Advisors in Johnston, A to Z

Search all of Iowa →

Other cities in Iowa

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West Des Moines 812Cedar Rapids 441Des Moines 438Urbandale 252Dubuque 191Davenport 178Fairfield 122Bettendorf 116Clive 90Waterloo 79Hiawatha 76Cedar Falls 73Ankeny 72Iowa City 71Sioux City 65Ames 57Coralville 56Waverly 37Pella 35Clinton 32Mason City 31Spencer 29Decorah 27Fort Dodge 27

Questions

How many financial advisors are in Johnston, IA?

59 investment adviser representatives are registered at firm offices in Johnston, Iowa, according to the SEC's Investment Adviser Public Disclosure records. 40 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Johnston?

Thrivent Investment Management Inc., with 11 registered advisors in Johnston, followed by Ameriprise Financial Services, LLC with 6.

How do I check a financial advisor in Johnston?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.