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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Bettendorf, IA

Every SEC-registered investment adviser representative at a firm office in Bettendorf, with the firms that employ the most of them.

116 registered advisors work in Bettendorf; the most are at RBC Capital Markets, LLC (17). 0 list the CFP designation and 102 are also registered broker representatives.

Firms with the most advisors in Bettendorf

Advisors in Bettendorf, A to Z

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West Des Moines 812Cedar Rapids 441Des Moines 438Urbandale 252Dubuque 191Davenport 178Fairfield 122Clive 90Waterloo 79Hiawatha 76Cedar Falls 73Ankeny 72Iowa City 71Sioux City 65Johnston 59Ames 57Coralville 56Waverly 37Pella 35Clinton 32Mason City 31Spencer 29Decorah 27Fort Dodge 27

Questions

How many financial advisors are in Bettendorf, IA?

116 investment adviser representatives are registered at firm offices in Bettendorf, Iowa, according to the SEC's Investment Adviser Public Disclosure records. 102 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Bettendorf?

RBC Capital Markets, LLC, with 17 registered advisors in Bettendorf, followed by Principal Securities, Inc. with 12.

How do I check a financial advisor in Bettendorf?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.