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Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in Bettendorf, IA

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Bettendorf, A to Z.

The short answer

12 registered advisors work at Principal Securities, Inc. in Bettendorf, out of 1,318 at the firm nationwide; it ranks number 2 in the city by advisors. 1 list the CFP designation and 12 are also registered broker representatives.

Principal Securities, Inc. advisors in Bettendorf, A to Z

Every Principal Securities, Inc. advisor →

Principal Securities, Inc. advisors in every city and state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. advisors in other cities

Des Moines, IA 175West Des Moines, IA 70Minnetonka, MN 30Tampa, FL 24Sioux Falls, SD 22Atlanta, GA 20Raleigh, NC 19Roseville, CA 19Charlotte, NC 18Overland Park, KS 18Wayne, PA 18Wauwatosa, WI 17Downers Grove, IL 16Melville, NY 16San Diego, CA 16

Other firms in Bettendorf

All Bettendorf advisors →

RBC Capital Markets, LLC 16Edward Jones 7Nikulski Financial, Inc. 7Raymond James Financial Services Advisors, Inc. 7Ameriprise Financial Services, LLC 6Pfs Investments Inc. 6Cambridge Investment Research Advisors, Inc. 5Wells Fargo Advisors Financial Network, LLC 5MML Investors Services, LLC 4Northwestern Mutual Investment Services, LLC 4LPL Financial LLC 3Passage Global Capital Management, LLC 3

Questions

How many financial advisors does Principal Securities, Inc. have in Bettendorf?

12 investment adviser representatives are registered at Principal Securities, Inc. offices in Bettendorf, Iowa, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 nationwide. 1 list the CFP designation and 12 are also registered as broker representatives.

Is Principal Securities, Inc. one of the largest advisor employers in Bettendorf?

Principal Securities, Inc. ranks number 2 in Bettendorf by registered advisors; RBC Capital Markets, LLC has the most, with 16.

How do I check a Principal Securities, Inc. advisor in Bettendorf?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.