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Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in Tampa, FL

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Tampa, A to Z.

The short answer

24 registered advisors work at Principal Securities, Inc. in Tampa, out of 1,318 at the firm nationwide; it ranks number 29 in the city by advisors. 2 list the CFP designation and 24 are also registered broker representatives.

Principal Securities, Inc. advisors in Tampa, A to Z

Every Principal Securities, Inc. advisor →

Principal Securities, Inc. advisors in every city and state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. advisors in other cities

Des Moines, IA 175West Des Moines, IA 70Minnetonka, MN 30Sioux Falls, SD 22Atlanta, GA 20Raleigh, NC 19Roseville, CA 19Charlotte, NC 18Overland Park, KS 18Wayne, PA 18Wauwatosa, WI 17Downers Grove, IL 16Melville, NY 16San Diego, CA 16Addison, TX 15

Other firms in Tampa

All Tampa advisors →

Fisher Investments 351Morgan Stanley 296J. W. Cole Advisors, Inc. 218Concurrent Investment Advisors, LLC 135Merrill Lynch, Pierce, Fenner & Smith Incorporated 109Independent Financial Partners 95LPL Financial LLC 87Florida Financial Advisors, LLC 78J.P. Morgan Securities LLC 72Ameriprise Financial Services, LLC 64Wells Fargo Clearing Services, LLC 63Calton & Associates, Inc. 59

Questions

How many financial advisors does Principal Securities, Inc. have in Tampa?

24 investment adviser representatives are registered at Principal Securities, Inc. offices in Tampa, Florida, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 nationwide. 2 list the CFP designation and 24 are also registered as broker representatives.

Is Principal Securities, Inc. one of the largest advisor employers in Tampa?

Principal Securities, Inc. ranks number 29 in Tampa by registered advisors; Fisher Investments has the most, with 351.

How do I check a Principal Securities, Inc. advisor in Tampa?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.