Financial ADVSR advisor directory · SEC adviser records
Principal Securities, Inc. financial advisors
Every SEC-registered investment adviser representative at Principal Securities, Inc., by the state and city of the office they work from.
1,318 registered advisors work at Principal Securities, Inc., in 43 states and 415 cities; the most are in Des Moines, IA (175). 137 list the CFP designation and 1,302 are also registered broker representatives.
Search every Principal Securities, Inc. advisor by name →Who joined and left Principal Securities, Inc. →Principal Securities, Inc.: assets, clients and custodians →
Cities with the most Principal Securities, Inc. advisors
Des Moines, IA 175West Des Moines, IA 70Minnetonka, MN 30Tampa, FL 24Sioux Falls, SD 22Atlanta, GA 20Raleigh, NC 19Roseville, CA 19Charlotte, NC 18Overland Park, KS 18Wayne, PA 18Wauwatosa, WI 17Downers Grove, IL 16Melville, NY 16San Diego, CA 16Addison, TX 15Denver, CO 15Elkhorn, NE 15Lake Elmo, MN 15Bettendorf, IA 14Grand Rapids, MI 14Houston, TX 14Hiawatha, IA 12Irvine, CA 11Fresno, CA 10Jacksonville, FL 10Amherst, NY 9Bethesda, MD 9Birmingham, AL 9Chesterfield, MO 9
Principal Securities, Inc. advisors by state
Principal Securities, Inc. in Iowa 320
Des Moines 175West Des Moines 70Bettendorf 14Hiawatha 12Cedar Falls 5Calmar 3Charles City 3Mason City 3Ankeny 2Atlantic 2Carroll 2Davenport 2Dyersville 2Muscatine 2Newell 2Tiffin 2Anamosa 1Burlington 1Cedar Rapids 1Decorah 1Denver 1Dubuque 1Grimes 1Iowa City 1Johnston 1Madrid 1Mingo 1Montezuma 1Nora Springs 1North Liberty 1Solon 1Waterloo 1Wdm 1Webster City 1Windsor Heights 1
Principal Securities, Inc. in California 112
Roseville 19San Diego 16Irvine 11Fresno 10Elk Grove 8Bakersfield 5San Jose 4Carlsbad 3Tulare 3Danville 2Modesto 2Richmond 2Visalia 2Alameda 1Baldwin Park 1Carmel 1Carmichael 1Concord 1Costa Mesa 1Cotati 1Eastvale 1El Dorado Hills 1Encinitas 1Fair Oaks 1Folsom 1Huntington Beach 1Lajolla 1Manteca 1Napa 1Novato 1Pasadena 1Placerville 1Poway 1Sacramento 1San Rafael 1Santa Rosa 1Truckee 1Watsonville 1
Principal Securities, Inc. in Florida 81
Tampa 24Jacksonville 10Miami 7Lutz 6Orlando 5Coral Springs 3Brandon 2Ocala 2Safety Harbor 2Saint Johns 2Windermere 2Aventura 1Bonita Springs 1Bradenton 1Deerfield Beach 1Delray Beach 1Fort Myers 1Lake Placid 1New Prt Rchy 1New Smyrna Beach 1Newberry 1North Fort Myers 1Odessa 1San Antonio 1Sarasota 1Thonotosassa 1Winter Garden 1
Principal Securities, Inc. in Minnesota 69
Minnetonka 30Lake Elmo 15Minneapolis 6Duluth 3Eden Prairie 2Chanhassen 1Delano 1Long Lake 1Mankato 1Maple Grove 1New Brighton 1Owatonna 1Saint Cloud 1Saint Peter 1Sartell 1Shakopee 1White Bear Lake 1Woodbury 1
Principal Securities, Inc. in Texas 63
Addison 15Houston 14Austin 6Fort Worth 6San Antonio 4Bryan 2Corpus Christi 2Dallas 2Southlake 2Aquilla 1Burnet 1Edgecliff Village 1El Paso 1Granbury 1McKinney 1New Ulm 1Pittsburg 1Richardson 1Schulenburg 1
Principal Securities, Inc. in New York 60
Melville 16Amherst 9Latham 4Brooklyn 3Cooperstown 3Almond 2East Aurora 2Geneva 2Rochester 2Wantagh 2Canandaigua 1Clay 1Depew 1East Syracuse 1Fairport 1Geneseo 1Greece 1Loudonville 1Massapequa 1Middletown 1Orchard Park 1Ossining 1Oswego 1Pittsford 1Syracuse 1
Principal Securities, Inc. in Wisconsin 57
Wauwatosa 17Freedom 3Grafton 3Neenah 3Oconomowoc 3Stevens Point 3Chippewa Falls 2Delafield 2Holmen 2Kaukauna 2Menomonee Falls 2Menomonie 2Oostburg 2Sheboygan 2Franksville 1Gresham 1Madison 1Minocqua 1Mondovi 1Monona 1Pewaukee 1Verona 1Wausau 1
Principal Securities, Inc. in North Carolina 55
Raleigh 19Charlotte 18Huntersville 2Mooresville 2Winston Salem 2Cary 1Coats 1Concord 1Cornelius 1Denver 1Garner 1Greensboro 1Navassa 1New Bern 1Pilot Mountain 1Southport 1Wesley Chapel 1
Principal Securities, Inc. in Pennsylvania 41
Wayne 18Sewickley 7Berwyn 3Pittsburgh 3Altoona 2Bloomsburg 1Lancaster 1Malvern 1Orefield 1Philadelphia 1Springfield 1Warrington 1Wyomissing 1
Principal Securities, Inc. in Illinois 40
Downers Grove 16Rockford 7Andalusia 2Chicago 2La Salle 2Saint Charles 2Addison 1Arlington Heights 1Bloomington 1Glen Carbon 1Hinsdale 1Lemont 1Libertyville 1Naperville 1Woodridge 1
Principal Securities, Inc. in Nebraska 34
Elkhorn 15Lincoln 6Omaha 5Holdrege 2Norfolk 2Clearwater 1Hastings 1Minden 1York 1
Principal Securities, Inc. in Georgia 32
Atlanta 20Newnan 2Alpharetta 1Dunwoody 1Marietta 1Ocilla 1Pooler 1Rossville 1Roswell 1Sandy Springs 1Savannah 1Tifton 1
Principal Securities, Inc. in Michigan 32
Grand Rapids 14Lansing 7Kalamazoo 3Boyne City 2Williamston 2Detroit 1Middleville 1Petoskey 1Pierson 1
Principal Securities, Inc. in Ohio 25
Dublin 6Centerville 2Independence 2Sharonville 2Avon Lake 1Bradford 1Cincinnati 1Cleveland 1Galion 1Girard 1Lakewood 1Lancaster 1Mansfield 1Powell 1Stow 1Strongsville 1Westlake 1
Principal Securities, Inc. in Colorado 24
Denver 15Fort Collins 2Arvada 1Aurora 1Boulder 1Greeley 1Highlands Ranch 1Parker 1Pueblo 1
Principal Securities, Inc. in Missouri 22
Chesterfield 9Butler 3Kansas City 2Saint Louis 2Cape Girardeau 1Fenton 1Liberty 1Saint Charles 1Savannah 1Springfield 1
Principal Securities, Inc. in Arizona 21
Phoenix 8Tucson 5Gilbert 2Glendale 2Oracle 1Peoria 1Queen Creek 1Surprise 1
Principal Securities, Inc. in Tennessee 18
Brentwood 4Chattanooga 3Knoxville 2Memphis 2Clarksville 1College Grove 1Collierville 1Franklin 1Lebanon 1Pegram 1Sale Creek 1
Principal Securities, Inc. in South Carolina 14
Mt Pleasant 5Hilton Head 2Myrtle Beach 2Fort Mill 1Irmo 1Lexington 1North Charleston 1Townville 1
Principal Securities, Inc. in New Jersey 11
Marlton 4Clementon 1Denville 1Holmdel 1Mendham 1Parsippany 1Ringwood 1Whippany 1
Principal Securities, Inc. in Virginia 11
Alexandria 4Mechanicsville 2Burgess 1Locust Grove 1Lynchburg 1Midlothian 1Norfolk 1
Questions
How many financial advisors does Principal Securities, Inc. have?
1,318 investment adviser representatives are registered with Principal Securities, Inc., according to the SEC's Investment Adviser Public Disclosure records, in 43 states and 415 cities. 137 list the CFP designation and 1,302 are also registered as broker representatives.
Where does Principal Securities, Inc. have the most advisors?
Des Moines, IA, with 175 registered advisors, then West Des Moines, IA (70). By state, Iowa has the most, with 320.
How do I find a Principal Securities, Inc. financial advisor near me?
Pick your state below, then your city, to see every Principal Securities, Inc. advisor registered at an office there. Each one links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. An advisor registered at Principal Securities, Inc. offices in more than one city counts in each city but once in the total; broker-only representatives (FINRA BrokerCheck) aren't included. Every firm →