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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Surprise, AZ

Every SEC-registered investment adviser representative at a firm office in Surprise, with the firms that employ the most of them.

81 registered advisors work in Surprise; the most are at Edward Jones (8). 8 list the CFP designation and 62 are also registered broker representatives.

Firms with the most advisors in Surprise

FirmAdvisors in Surprise
Edward Jones news8
Strategic Advisers LLC8
J.P. Morgan Securities LLC news6
Pfs Investments Inc.4
State Farm Investment Management Corp.4
Wells Fargo Clearing Services, LLC news4
Cetera Investment Advisers LLC news3
Charles Schwab & Co., Inc. news3
Empower Advisory Group, LLC3
Vista Cima Wealth Management LLC3
Dynamic Wealth Advisors2
First Command Advisory Services2
Green Peaks Planning2
Hillspring Financial, Inc.2
LPL Financial LLC news2
Alera Investment Advisors, LLC1
Alphastar Capital Management1
Burris Wealth Management, Inc.1
Cambridge Investment Research Advisors, Inc. news1
Commonwealth Financial Network news1
Coppell Advisory Solutions LLC1
Eagle Strategies LLC1
Eversource Wealth Advisors, LLC1
Financial Counsel, LLC1
Global View Capital Management LLC1

Advisors in Surprise, A to Z

CFP advisors in Surprise →

Other cities in Arizona

All of Arizona →

Scottsdale 3,200Phoenix 2,247Tucson 764Chandler 593Tempe 534Gilbert 480Mesa 300Peoria 228Glendale 106Prescott 103Flagstaff 65Goodyear 53Queen Creek 52Sun City 45Oro Valley 38Fountain Hills 37Cave Creek 36Yuma 32Sun City West 27Lake Havasu City 25Sedona 25San Tan Valley 23Buckeye 22Carefree 21

Questions

How many financial advisors are in Surprise, AZ?

81 investment adviser representatives are registered at firm offices in Surprise, Arizona, according to the SEC's Investment Adviser Public Disclosure records. 62 of them are also registered as broker representatives, and 8 list the CFP designation.

Which firm has the most financial advisors in Surprise?

Edward Jones, with 8 registered advisors in Surprise, followed by Strategic Advisers LLC with 8.

How do I check a financial advisor in Surprise?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.