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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Cave Creek, AZ

Every SEC-registered investment adviser representative at a firm office in Cave Creek, with the firms that employ the most of them.

36 registered advisors work in Cave Creek; the most are at Foothills Advisors, LLC (3). 6 list the CFP designation and 19 are also registered broker representatives.

Firms with the most advisors in Cave Creek

FirmAdvisors in Cave Creek
Foothills Advisors, LLC3
Atlas Wealth Management, LLC2
Cetera Investment Advisers LLC news2
Dynamic2
First Command Advisory Services2
J.P. Morgan Securities LLC news2
LPL Enterprise, LLC news2
LPL Financial LLC news2
Osaic Wealth, Inc. news2
Third Stanza Group2
Brookstone Capital Management LLC1
Charles Schwab & Co., Inc. news1
Equitable Advisors, LLC news1
Foothills Wealth Management, LLC1
Harmony Asset Management LLC1
Keel Point, LLC1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Mount Financial Freedom1
Origin Investment Advisory LLC1
Raymond James Financial Services Advisors, Inc. news1
Raymond John Management LLC1
Sonoran Capital Management LLC1
Strategic Advisers LLC1
Tres Wealth Management Group, LLC1
UBS Financial Services Inc. news1

Advisors in Cave Creek, A to Z

CFP advisors in Cave Creek →

Other cities in Arizona

All of Arizona →

Scottsdale 3,200Phoenix 2,247Tucson 764Chandler 593Tempe 534Gilbert 480Mesa 300Peoria 228Glendale 106Prescott 103Surprise 81Flagstaff 65Goodyear 53Queen Creek 52Sun City 45Oro Valley 38Fountain Hills 37Yuma 32Sun City West 27Lake Havasu City 25Sedona 25San Tan Valley 23Buckeye 22Carefree 21

Questions

How many financial advisors are in Cave Creek, AZ?

36 investment adviser representatives are registered at firm offices in Cave Creek, Arizona, according to the SEC's Investment Adviser Public Disclosure records. 19 of them are also registered as broker representatives, and 6 list the CFP designation.

Which firm has the most financial advisors in Cave Creek?

Foothills Advisors, LLC, with 3 registered advisors in Cave Creek, followed by Atlas Wealth Management, LLC with 2.

How do I check a financial advisor in Cave Creek?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.