Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Vanguard is fulfilling Salim Ramji's May 1 promised renewal of 'Flagship' platinum tier service after it eroded, and he's willing to count non-Vanguard funds against the $1-million minimum for the first timeIN RIA IPO 'probably' coming within two years, dealmaker predictsIN Women Advisor Summit 2026: Get set for 'extraordinary' gathering of industry’s female leaders4K IRS Expands Retirement Plan Error Corrections, Creates New IRA ProgramWM New Options Emerge for Providing Liquidity to Evergreen Fund MarketIN Advisor moves: RBC lands $1B UBS team in PittsburghTA Advisors Have a Big Impact on Long-Term Care Planning: Northwestern MutualIN NFL taps General Atlantic, PE backer of Creative Planning and FartherWM Mariner Wealth Advisors Seeks $150M in Additional Debt for AcquisitionsTA Workers Think They're Financially Healthier Than They Are: Voya

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Prescott, AZ

Every SEC-registered investment adviser representative at a firm office in Prescott, with the firms that employ the most of them.

108 registered advisors work in Prescott; the most are at LPL Financial LLC (17). 0 list the CFP designation and 76 are also registered broker representatives.

Firms with the most advisors in Prescott

FirmAdvisors in Prescott
LPL Financial LLC news17
Stratos Wealth Partners, Ltd.7
Wells Fargo Clearing Services, LLC news7
Empirikal Partners LLC6
Edward Jones news5
Independent Financial Group, LLC4
J.P. Morgan Securities LLC news4
Allen Financial Partners3
Carl F. Petersen. Inc.3
Merrill Lynch, Pierce, Fenner & Smith Incorporated news3
Morgan Stanley news3
Victory Wealth Services, LLC3
Ameriprise Financial Services, LLC news2
Cambridge Investment Research Advisors, Inc. news2
Cetera Investment Advisers LLC news2
J. W. Cole Advisors, Inc.2
Lane Brothers Investment Counsel2
Mutual Advisors, LLC2
Osaic Wealth, Inc. news2
Strategic Advisers LLC2
Aletheian Wealth Advisors LLC1
Anne Cornelius, CPA, P.C.1
Brio Financial Planning1
Charles Schwab & Co., Inc. news1
Cooper McManus1

Advisors in Prescott, A to Z

Search all of Arizona →

Other cities in Arizona

All of Arizona →

Scottsdale 3,391Phoenix 2,391Tucson 813Chandler 602Tempe 564Gilbert 511Mesa 298Peoria 216Glendale 114Surprise 92Flagstaff 68Queen Creek 50Goodyear 48Sun City 46Oro Valley 45Fountain Hills 36Yuma 36Sun City West 33Cave Creek 31Lake Havasu City 29San Tan Valley 25Sedona 25Carefree 22Green Valley 21

Questions

How many financial advisors are in Prescott, AZ?

108 investment adviser representatives are registered at firm offices in Prescott, Arizona, according to the SEC's Investment Adviser Public Disclosure records. 76 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Prescott?

LPL Financial LLC, with 17 registered advisors in Prescott, followed by Stratos Wealth Partners, Ltd. with 7.

How do I check a financial advisor in Prescott?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.