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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Glendale, AZ

Every SEC-registered investment adviser representative at a firm office in Glendale, with the firms that employ the most of them.

106 registered advisors work in Glendale; the most are at Ameriprise Financial Services, LLC (10). 18 list the CFP designation and 88 are also registered broker representatives.

Firms with the most advisors in Glendale

FirmAdvisors in Glendale
Ameriprise Financial Services, LLC news10
LPL Financial LLC news10
Edward Jones news8
Raymond James Financial Services Advisors, Inc. news6
State Farm Investment Management Corp.6
Strategic Advisers LLC6
Osaic Wealth, Inc. news5
Thrivent Investment Management Inc.4
Cambridge Investment Research Advisors, Inc. news3
J.P. Morgan Securities LLC news3
Merrill Lynch, Pierce, Fenner & Smith Incorporated news3
United Planners' Financial Services Of America A Limited Partner3
Az Legacy Wealth LLC2
Charles Schwab & Co., Inc. news2
Eps Wealth Management2
Geneos Wealth Management, Inc.2
Pfg Advisors2
Principal Securities, Inc.2
Wells Fargo Clearing Services, LLC news2
Wj Wealth Management2
Alight Financial Advisors, LLC1
Assetmark, Inc.1
Blk Financial Advisors, LLC1
Carl F. Petersen. Inc.1
Crafted Financial Planning1

Advisors in Glendale, A to Z

CFP advisors in Glendale →

Other cities in Arizona

All of Arizona →

Scottsdale 3,200Phoenix 2,247Tucson 764Chandler 593Tempe 534Gilbert 480Mesa 300Peoria 228Prescott 103Surprise 81Flagstaff 65Goodyear 53Queen Creek 52Sun City 45Oro Valley 38Fountain Hills 37Cave Creek 36Yuma 32Sun City West 27Lake Havasu City 25Sedona 25San Tan Valley 23Buckeye 22Carefree 21

Questions

How many financial advisors are in Glendale, AZ?

106 investment adviser representatives are registered at firm offices in Glendale, Arizona, according to the SEC's Investment Adviser Public Disclosure records. 88 of them are also registered as broker representatives, and 18 list the CFP designation.

Which firm has the most financial advisors in Glendale?

Ameriprise Financial Services, LLC, with 10 registered advisors in Glendale, followed by LPL Financial LLC with 10.

How do I check a financial advisor in Glendale?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.