Broker-dealer firm · Englewood, CO
Geneos Wealth Management, Inc.
SEC-registered investment adviser · CRD 120894 · SEC 801-62331
At a glance
Geneos Wealth Management, Inc. is an SEC-registered investment adviser based in Englewood, Colorado, with $9.2 billion in regulatory assets under management as of its Form ADV filed April 10, 2026. Its largest client group by assets is individuals, and it reports 21,267 individual clients. By Form ADV it is a broker-dealer firm, ranked 71st of 391 broker-dealer firms and 1,447th of 17,210 SEC-registered advisers by assets.
Main office 303-785-8470geneoswealth.comAs filed on Form ADV
- Regulatory AUM
- $9.2B
- Rank among broker-dealer firms
- #71 of 391
- Rank among all SEC RIAs
- #1,447 of 17,210
- Rank in Colorado
- #12 of 359
- Individual clients
- 21,267
- High-net-worth clients
- 618
- Accounts
- 33,378
- Discretionary
- 100% of AUM
- Employees
- 200
- Advisory staff
- 200
- Offices
- 114
Owners and executives on its Form ADV
- Russell Rhine DiachokDirector
- Raymond Corey OlsonCFO
- Jodee May Brubaker-RagerPresident & Chief Compliance Officer
- Dean Allen RagerChief Operating Officer & Chief Advisory Compliance Officer
- Ryan Wesley DiachokCEO
- Jeffrey Wright HelmsDirector
- Pamala Ann ReichertDeputy Chief Operating Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Geneos Wealth Management, Inc. is a hybrid RIA: 200 of its employees are also registered representatives of a broker-dealer. It reports a broker-dealer among its affiliates on Form ADV.
Its Form ADV brochure (filed March 2026) names Geneos Wealth Management as the broker-dealer its advisers are registered with.
Additionally, our representatives can also be registered representatives with Geneos in its capacity as a broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 20,649 | $7.9B | 86% |
| High-net-worth individuals | 618 | $1.1B | 12% |
| Corporations or other businesses | 257 | $148M | 2% |
| Charitable organizations | 144 | $63M | <1% |
Disciplinary disclosures
Geneos Wealth Management, Inc. answers yes to 9 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗geneoswealth.com ↗
AtlasMembers
The full record on Geneos Wealth Management, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 73 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Geneos Wealth Management, Inc. manage?
Geneos Wealth Management, Inc. reports $9.2 billion in regulatory assets under management across 33,378 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 10, 2026.
What kind of firm is Geneos Wealth Management, Inc.?
Geneos Wealth Management, Inc. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Geneos Wealth Management, Inc.’s clients?
By assets, its largest client types are individuals ($7.9 billion, 20,649 clients); high-net-worth individuals ($1.1 billion, 618 clients); corporations or other businesses ($148 million, 257 clients).
Does Geneos Wealth Management, Inc. have any disciplinary history?
Geneos Wealth Management, Inc. answers yes to 9 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Geneos Wealth Management, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-10), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →