Chief Operating Officer & Chief Advisory Compliance Officer · Geneos Wealth Management, Inc.
Dean Allen Rager
CRD 2852133 · Named on Form ADV at one SEC-registered adviser
At a glance
Geneos Wealth Management, Inc., an SEC-registered broker-dealer firm based in Englewood, CO with $9.2 billion in regulatory assets, lists Dean Allen Rager on its Form ADV as Chief Operating Officer & Chief Advisory Compliance Officer, a control person.
Firms and roles
- Geneos Wealth Management, Inc.Chief Operating Officer & Chief Advisory Compliance OfficerBroker-dealer firm · Englewood, CO · $9.2B in regulatory assets
AtlasMembers
Dean’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2003 (23 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Dean’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Russell Rhine DiachokDirector, Geneos Wealth Management, Inc.
- Raymond Corey OlsonCFO, Geneos Wealth Management, Inc.
- Jodee May Brubaker-RagerPresident & Chief Compliance Officer, Geneos Wealth Management, Inc.
- Ryan Wesley DiachokCEO, Geneos Wealth Management, Inc.
- Jeffrey Wright HelmsDirector, Geneos Wealth Management, Inc.
1 more person named with Dean on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dean’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.