Broker-dealer firm · Charlotte, NC
Alight Financial Advisors, LLC
SEC-registered investment adviser · CRD 158744 · SEC 801-72679
At a glance
Alight Financial Advisors, LLC is an SEC-registered investment adviser based in Charlotte, North Carolina, with $35.1 billion in regulatory assets under management as of its Form ADV filed March 3, 2026. Its largest client group by assets is individuals, and it reports 195,957 individual clients. By Form ADV it is a broker-dealer firm, ranked 33rd of 391 broker-dealer firms and 584th of 17,210 SEC-registered advisers by assets.
Main office 866-560-7256alightfs.comAs filed on Form ADV
- Regulatory AUM
- $35B
- Rank among broker-dealer firms
- #33 of 391
- Rank among all SEC RIAs
- #584 of 17,210
- Rank in North Carolina
- #8 of 288
- Individual clients
- 195,957
- High-net-worth clients
- 0
- Accounts
- 195,957
- Discretionary
- 100% of AUM
- Employees
- 70
- Advisory staff
- 60
- Offices
- 1
Owners and executives on its Form ADV
- Jeremy J. FritzChief Executive Officer / Managing Member
- Matthew A. ChotkowskiChief Compliance Officer
Custody and brokerage
Custodian
Alight Financial Advisors, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Alight Financial Advisors, LLC is a hybrid RIA: 45 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Alight Financial Solutions, LLC.
- Alight Financial Solutions, LLC ↗CRD 36509
An introducing broker-dealer: its trades clear through Pershing and Apex Clearing, which hold the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 195,957 | $35B | 100% |
Disciplinary disclosures
Alight Financial Advisors, LLC answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗alightfs.com ↗
AtlasMembers
The full record on Alight Financial Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 40 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Alight Financial Advisors, LLC manage?
Alight Financial Advisors, LLC reports $35.1 billion in regulatory assets under management across 195,957 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 3, 2026.
What kind of firm is Alight Financial Advisors, LLC?
Alight Financial Advisors, LLC is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser. A public reporting company controls it.
Who are Alight Financial Advisors, LLC’s clients?
By assets, its largest client types are individuals ($35.1 billion, 195,957 clients).
Does Alight Financial Advisors, LLC have any disciplinary history?
Alight Financial Advisors, LLC answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Alight Financial Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-03), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →