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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Tucson, AZ

Every SEC-registered investment adviser representative at a firm office in Tucson, with the firms that employ the most of them.

813 registered advisors work in Tucson; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (61). 0 list the CFP designation and 591 are also registered broker representatives.

Firms with the most advisors in Tucson

FirmAdvisors in Tucson
Merrill Lynch, Pierce, Fenner & Smith Incorporated news61
Wells Fargo Clearing Services, LLC news56
LPL Financial LLC news44
Morgan Stanley news44
Strategic Advisers LLC34
Tci Wealth Advisors, Inc.26
Edward Jones news25
Cetera Investment Advisers LLC news23
Wells Fargo Advisors Financial Network, LLC news22
J.P. Morgan Securities LLC news21
RBC Capital Markets, LLC news21
Ameriprise Financial Services, LLC news19
State Farm Investment Management Corp.16
Secure Investment Management, LLC14
UBS Financial Services Inc. news14
Raymond James & Associates, Inc. news13
Charles Schwab & Co., Inc. news11
Equitable Advisors, LLC news11
Robert W. Baird & Co. Incorporated news10
Transamerica Financial Advisors, LLC10
Osaic Wealth, Inc. news9
Ironwood Financial, LLC8
Pfs Investments Inc.8
Thrivent Investment Management Inc.8
Union Capital Company8

Advisors in Tucson, A to Z (first 300 of 813)

Search all of Arizona →

Other cities in Arizona

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Scottsdale 3,391Phoenix 2,391Chandler 602Tempe 564Gilbert 511Mesa 298Peoria 216Glendale 114Prescott 108Surprise 92Flagstaff 68Queen Creek 50Goodyear 48Sun City 46Oro Valley 45Fountain Hills 36Yuma 36Sun City West 33Cave Creek 31Lake Havasu City 29San Tan Valley 25Sedona 25Carefree 22Green Valley 21

Questions

How many financial advisors are in Tucson, AZ?

813 investment adviser representatives are registered at firm offices in Tucson, Arizona, according to the SEC's Investment Adviser Public Disclosure records. 591 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Tucson?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 61 registered advisors in Tucson, followed by Wells Fargo Clearing Services, LLC with 56.

How do I check a financial advisor in Tucson?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.