Portfolio Manager · Sterling Investment Management, LLC
ARUMAYTA M. Arguello
CRD 6399035 · Named on Form ADV at one SEC-registered adviser
At a glance
Sterling Investment Management, LLC, an SEC-registered wealth manager based in Tucson, AZ with $409 million in regulatory assets, lists ARUMAYTA M. Arguello on its Form ADV as Portfolio Manager.
Firms and roles
- Sterling Investment Management, LLCPortfolio ManagerWealth manager · Tucson, AZ · $409M in regulatory assets
AtlasMembers
ARUMAYTA’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2014 (11 years)
- Designations
- Chartered Financial Analyst
- Exams
- Series 65
- Registered in
- 3 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
ARUMAYTA’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- John H. PayneManaging Partner, Chief Investment Officer, Sterling Investment Management, LLC
- Crystal P. KellyChief Compliance Officer, Sterling Investment Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For ARUMAYTA’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.