Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Union Capital Company financial advisors in Tucson, AZ

Every SEC-registered investment adviser representative at a Union Capital Company office in Tucson, A to Z.

The short answer

8 registered advisors work at Union Capital Company in Tucson, out of 9 at the firm nationwide; it ranks number 23 in the city by advisors. 0 list the CFP designation and 7 are also registered broker representatives.

Union Capital Company advisors in Tucson, A to Z

Every Union Capital Company advisor →

Union Capital Company advisors in every city and state →Union Capital Company: assets, clients and custodians →Advisor Moves: who changed firms this week →

Union Capital Company advisors in other cities

Leander, TX 1

Other firms in Tucson

All Tucson advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 58Wells Fargo Clearing Services, LLC 54LPL Financial LLC 43Morgan Stanley 40Strategic Advisers LLC 33Tci Wealth Advisors, Inc. 26Edward Jones 25Cetera Investment Advisers LLC 23J.P. Morgan Securities LLC 21RBC Capital Markets, LLC 21Wells Fargo Advisors Financial Network, LLC 19Ameriprise Financial Services, LLC 17

Questions

How many financial advisors does Union Capital Company have in Tucson?

8 investment adviser representatives are registered at Union Capital Company offices in Tucson, Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 9 nationwide. 0 list the CFP designation and 7 are also registered as broker representatives.

Is Union Capital Company one of the largest advisor employers in Tucson?

Union Capital Company ranks number 23 in Tucson by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 58.

How do I check a Union Capital Company advisor in Tucson?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Union Capital Company office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.