Financial ADVSR advisor directory · SEC adviser records
RBC Capital Markets, LLC financial advisors in Tucson, AZ
Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Tucson, A to Z.
The short answer
21 registered advisors work at RBC Capital Markets, LLC in Tucson, out of 3,466 at the firm nationwide; it ranks number 10 in the city by advisors. 1 list the CFP designation and 21 are also registered broker representatives.
RBC Capital Markets, LLC advisors in Tucson, A to Z
Every RBC Capital Markets, LLC advisor →- Joseph S. BallantyneAlso a broker rep
- Jennifer A. CarrollAlso a broker rep
- Randal G. CoxAlso a broker rep
- Aaron J. CrowleyAlso a broker rep
- Jason S. DalenAlso a broker rep
- Ernesto M. DuranAlso a broker rep
- Vance L. FalbaumAlso a broker rep
- Byron N. FoxAlso a broker rep
- Philip T. Garigan IIIAlso a broker rep
- Analicia GrantAlso a broker rep
- J F. MartinezAlso a broker rep
- Thomas J. McCausland IIIAlso a broker rep
- Cynthia L. PennerAlso a broker rep
- Cathleen A. PikeAlso a broker rep
- Robert J. PresentAlso a broker rep
- Stacy H. QuiriCertified Financial Planner · Also a broker rep
- Richard A. SchaeferAlso a broker rep
- Katherine A. SimmondsAlso a broker rep
- Kimberly A. WatkinsonAlso a broker rep
- Paula M. WeeseAlso a broker rep
- Courtney M. WhitleyAlso a broker rep
RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →
RBC Capital Markets, LLC advisors in other cities
Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36
Other firms in Tucson
All Tucson advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 58Wells Fargo Clearing Services, LLC 54LPL Financial LLC 43Morgan Stanley 40Strategic Advisers LLC 33Tci Wealth Advisors, Inc. 26Edward Jones 25Cetera Investment Advisers LLC 23J.P. Morgan Securities LLC 21Wells Fargo Advisors Financial Network, LLC 19Ameriprise Financial Services, LLC 17State Farm Investment Management Corp. 16
Questions
How many financial advisors does RBC Capital Markets, LLC have in Tucson?
21 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Tucson, Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 1 list the CFP designation and 21 are also registered as broker representatives.
Is RBC Capital Markets, LLC one of the largest advisor employers in Tucson?
RBC Capital Markets, LLC ranks number 10 in Tucson by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 58.
How do I check a RBC Capital Markets, LLC advisor in Tucson?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.