Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Carefree, AZ
Every SEC-registered investment adviser representative at a firm office in Carefree, with the firms that employ the most of them.
21 registered advisors work in Carefree; the most are at Raymond James Financial Services Advisors, Inc. (4). 4 list the CFP designation and 15 are also registered broker representatives.
Firms with the most advisors in Carefree
| Firm | Advisors in Carefree |
|---|---|
| Raymond James Financial Services Advisors, Inc. news | 4 |
| J.P. Morgan Securities LLC news | 3 |
| LPL Financial LLC news | 2 |
| Brookstone Capital Management LLC | 1 |
| Cooper McManus | 1 |
| Dca Advisory, LLC | 1 |
| Diversify Advisory Services, LLC | 1 |
| Du Lac Investment Group, LLC | 1 |
| Edward Jones news | 1 |
| Ep Wealth Management LLC | 1 |
| Forum Financial Management, LP | 1 |
| Gillespie Associates LLC. | 1 |
| Independent Financial Group, LLC | 1 |
| Jr Snell Capital Management, LLC | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated news | 1 |
| Stonebrook Capital Management, Inc. | 1 |
Advisors in Carefree, A to Z
CFP advisors in Carefree →- Nashwan BahouraJ.P. Morgan Securities LLC
- Nathan BreeseEdward Jones
- Joe CarterJ.P. Morgan Securities LLC
- Gabriel Chagolla FloresMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Frank A. CuencaIndependent Financial Group, LLC
- Lisa P. DickholtzCooper McManus · Certified Financial Planner
- Noel J. EnokianEp Wealth Management LLC
- Thomas J. GillespieGillespie Associates LLC.
- David L. GivnishLPL Financial LLC
- Francis A. HigginsBrookstone Capital Management LLC
- Anthony J. Iarocci Jr.Du Lac Investment Group, LLC
- David T. MayRaymond James Financial Services Advisors, Inc.
- Norbert M. MindelForum Financial Management, LP · Certified Financial Planner
- Bridget M. MiyauchiRaymond James Financial Services Advisors, Inc.
- Natasha H. PalmatierRaymond James Financial Services Advisors, Inc. · Certified Financial Planner
- Nicole C. RimszaRaymond James Financial Services Advisors, Inc. · Certified Financial Planner
- Thomas H. ShanleyDiversify Advisory Services, LLC
- Barry D. SilverLPL Financial LLC
- Jeffrey R. SnellJr Snell Capital Management, LLC
- Michael A. SzabadosJ.P. Morgan Securities LLC
- Randall G. VincentStonebrook Capital Management, Inc.
Other cities in Arizona
All of Arizona →Scottsdale 3,200Phoenix 2,247Tucson 764Chandler 593Tempe 534Gilbert 480Mesa 300Peoria 228Glendale 106Prescott 103Surprise 81Flagstaff 65Goodyear 53Queen Creek 52Sun City 45Oro Valley 38Fountain Hills 37Cave Creek 36Yuma 32Sun City West 27Lake Havasu City 25Sedona 25San Tan Valley 23Buckeye 22
Questions
How many financial advisors are in Carefree, AZ?
21 investment adviser representatives are registered at firm offices in Carefree, Arizona, according to the SEC's Investment Adviser Public Disclosure records. 15 of them are also registered as broker representatives, and 4 list the CFP designation.
Which firm has the most financial advisors in Carefree?
Raymond James Financial Services Advisors, Inc., with 4 registered advisors in Carefree, followed by J.P. Morgan Securities LLC with 3.
How do I check a financial advisor in Carefree?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.