Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
WM The ADV Debate Is Solving the Wrong ProblemWM Deals & Moves: Commonwealth Breakaway Kintra Lures Team from LPL4K Ubiquity Retirement Wins Inc. Award, Manulife John Hancock Honored for AI Integration, and More: Corporate RoundupWM Truist Names New Wealth Co-Heads in Leadership ShakeupIN American Express to make job cuts as AI revolution ramps upIN SEC’s 2027 exam priorities put RIA conflicts and cyber risks in focusWM Who Wears the Cost?WM WealthStack Roundup: Syntax Integrates With Schwab's iRebal to Streamline Direct IndexingFP Independents lag on AI. Here's how they can catch upSEC SEC Announces Fiscal Year 2027 Examination Priorities

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Oro Valley, AZ

Every SEC-registered investment adviser representative at a firm office in Oro Valley, with the firms that employ the most of them.

38 registered advisors work in Oro Valley; the most are at LPL Financial LLC (10). 8 list the CFP designation and 28 are also registered broker representatives.

Firms with the most advisors in Oro Valley

FirmAdvisors in Oro Valley
LPL Financial LLC news10
Edward Jones news7
Nrg Wealth Management3
Ridge Capital Advisors, LLC3
J.P. Morgan Securities LLC news2
Strategic Advisers LLC2
Abbey Hill Financial Advisors, LLC1
Ameriprise Financial Services, LLC news1
Cetera Investment Advisers LLC news1
D Squared Capital Management, LLC1
MML Investors Services, LLC1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Osaic Wealth, Inc. news1
Regal Advisory Services, Inc.1
State Farm Investment Management Corp.1
Wedmont Private Capital1
Wells Fargo Clearing Services, LLC news1

Advisors in Oro Valley, A to Z

CFP advisors in Oro Valley →

Other cities in Arizona

All of Arizona →

Scottsdale 3,200Phoenix 2,247Tucson 764Chandler 593Tempe 534Gilbert 480Mesa 300Peoria 228Glendale 106Prescott 103Surprise 81Flagstaff 65Goodyear 53Queen Creek 52Sun City 45Fountain Hills 37Cave Creek 36Yuma 32Sun City West 27Lake Havasu City 25Sedona 25San Tan Valley 23Buckeye 22Carefree 21

Questions

How many financial advisors are in Oro Valley, AZ?

38 investment adviser representatives are registered at firm offices in Oro Valley, Arizona, according to the SEC's Investment Adviser Public Disclosure records. 28 of them are also registered as broker representatives, and 8 list the CFP designation.

Which firm has the most financial advisors in Oro Valley?

LPL Financial LLC, with 10 registered advisors in Oro Valley, followed by Edward Jones with 7.

How do I check a financial advisor in Oro Valley?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.