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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in San Tan Valley, AZ

Every SEC-registered investment adviser representative at a firm office in San Tan Valley, with the firms that employ the most of them.

23 registered advisors work in San Tan Valley; the most are at Edward Jones (5). 3 list the CFP designation and 19 are also registered broker representatives.

Firms with the most advisors in San Tan Valley

FirmAdvisors in San Tan Valley
Edward Jones news5
J.P. Morgan Securities LLC news5
LPL Financial LLC news2
Cambridge Investment Research Advisors, Inc. news1
Charles Schwab & Co., Inc. news1
Empower Advisory Group, LLC1
Forest Capital Management, LLC1
Highpoint Planning Partners1
Principal Advised Services1
Strategic Advisers LLC1
Summit Global Investments, LLC1
The Wealth Consulting Group1
Tiaa-Cref Individual & Institutional Services, LLC1
Williams & Novak Wealth Management, LLC1

Advisors in San Tan Valley, A to Z

CFP advisors in San Tan Valley →

Other cities in Arizona

All of Arizona →

Scottsdale 3,200Phoenix 2,247Tucson 764Chandler 593Tempe 534Gilbert 480Mesa 300Peoria 228Glendale 106Prescott 103Surprise 81Flagstaff 65Goodyear 53Queen Creek 52Sun City 45Oro Valley 38Fountain Hills 37Cave Creek 36Yuma 32Sun City West 27Lake Havasu City 25Sedona 25Buckeye 22Carefree 21

Questions

How many financial advisors are in San Tan Valley, AZ?

23 investment adviser representatives are registered at firm offices in San Tan Valley, Arizona, according to the SEC's Investment Adviser Public Disclosure records. 19 of them are also registered as broker representatives, and 3 list the CFP designation.

Which firm has the most financial advisors in San Tan Valley?

Edward Jones, with 5 registered advisors in San Tan Valley, followed by J.P. Morgan Securities LLC with 5.

How do I check a financial advisor in San Tan Valley?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.