Asset manager · Bountiful, UT
Summit Global Investments, LLC
SEC-registered investment adviser · CRD 157091 · SEC 801-76631
At a glance
Summit Global Investments, LLC is an SEC-registered investment adviser based in Bountiful, Utah, with $2.3 billion in regulatory assets under management as of its Form ADV filed June 24, 2026. Its largest client group by assets is investment companies, and it reports 7,407 individual clients. By Form ADV it is a asset manager, ranked 991st of 3,218 asset managers and 3,349th of 17,210 SEC-registered advisers by assets.
Main office 888-251-4847summitglobalinvestments.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.3B
- Rank among asset managers
- #991 of 3,218
- Rank among all SEC RIAs
- #3,349 of 17,210
- Rank in Utah
- #17 of 151
- Individual clients
- 7,407
- High-net-worth clients
- 277
- Accounts
- 10,822
- Discretionary
- 100% of AUM
- Employees
- 37
- Advisory staff
- 8
- Offices
- 10
Owners and executives on its Form ADV
- David L. HardenCEO
- John LoreChief Compliance Officer
Custody and brokerage
2 custodians
- Interactive Brokers$283M98%
- Charles Schwab$5M2%
Other RIAs using Interactive BrokersOther multi-custodian RIAs
Broker-dealer
Hybrid RIA
Summit Global Investments, LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed May 2026) names Equity Services as the broker-dealer its advisers are registered with.
Certain SGI investment adviser representatives are also registered representatives of ESI.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 11 | $1.3B | 58% |
| High-net-worth individuals | 277 | $351M | 15% |
| Individuals | 7,130 | $304M | 13% |
| Corporations or other businesses | 55 | $297M | 13% |
| Pooled investment vehicles | 2 | $1M | <1% |
Private funds
Summit Global Investments, LLC reports 1 private funds with $1M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Summit Global Investments, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗summitglobalinvestments.com ↗
AtlasMembers
The full record on Summit Global Investments, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 890 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Summit Global Investments, LLC manage?
Summit Global Investments, LLC reports $2.3 billion in regulatory assets under management across 10,822 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 24, 2026.
What kind of firm is Summit Global Investments, LLC?
Summit Global Investments, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Summit Global Investments, LLC’s clients?
By assets, its largest client types are investment companies ($1.3 billion, 11 clients); high-net-worth individuals ($351 million, 277 clients); individuals ($304 million, 7,130 clients).
Does Summit Global Investments, LLC manage private funds?
Yes. It reports 1 private funds with $1 million in gross assets, including hedge funds.
Does Summit Global Investments, LLC have any disciplinary history?
Summit Global Investments, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Summit Global Investments, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →