Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Phoenix, AZ
Every SEC-registered investment adviser representative at a firm office in Phoenix, with the firms that employ the most of them.
2,391 registered advisors work in Phoenix; the most are at Charles Schwab & Co., Inc. (456). 0 list the CFP designation and 1,762 are also registered broker representatives.
Firms with the most advisors in Phoenix
Advisors in Phoenix, A to Z (first 300 of 2,391)
Search all of Arizona →- Angelo Ven C. AbanteCharles Schwab & Co., Inc.
- Omar M. AbdelshifeCharles Schwab & Co., Inc.
- Nadyne R. AbuboFortem Financial Group, LLC
- Andrew J. AbysalhStrategy Financial Group
- Julia S. AcerSchwab Wealth Advisory, Inc.
- Aaron D. AdamsCharles Schwab & Co., Inc.
- Jacob C. AdamsLPL Financial LLC
- Phillip J. AdamsMathis Wealth Management
- Ryan AdamsCharles Schwab & Co., Inc.
- Tyler M. AdamsLPL Financial LLC
- Cole C. AdamsonCharles Schwab & Co., Inc.
- William D. AdkissonCetera Investment Advisers LLC
- Aishwarya R. AdyanthayaMorgan Stanley
- Emily A. AepelbacherTfo Family Office Partners · Certified Financial Planner
- Benjamin D. AeschlimanSchwab Wealth Advisory, Inc.
- Monika AgarwalMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Melinda A. AgostaFarnam Financial
- Asif AhmedMorgan Stanley
- Lisa-Felicia A. AkorliJust Futures
- Somer Al-JumaCharles Schwab & Co., Inc.
- Aaron L. AlbersCommonwealth Financial Network
- Oscar A. AlcalaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Claire J. AlexanderBrookwood Investment Group
- Ryan E. AlexandreSchwab Wealth Advisory, Inc.
- Ricardo O. AllimanFoundations Investment Advisors LLC
- Blake W. AllisonJ.P. Morgan Securities LLC
- Mohammed AlubaidiPrincipal Advised Services
- Vicki A. AlvaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Ian A. AmbersonMoors & Cabot, Inc. · Certified Financial Planner, Chartered Financial Analyst
- Ryan AmyJ.P. Morgan Securities LLC · Certified Financial Planner
- Indumathi AnandCetera Investment Advisers LLC
- Rao R. AnandCetera Investment Advisers LLC
- Blayne AndersonLPL Financial LLC
- Emily A. AndersonSchwab Wealth Advisory, Inc.
- Joseph A. AndersonFoundations Investment Advisors LLC
- Matthew S. AndersonUsaa Investment Services Company
- Norman L. AndersonKingswood Wealth Advisors, LLC · Chartered Financial Consultant
- Chrysta AndradeRoot Financial Partners
- Caroline M. AndreenJ.P. Morgan Securities LLC
- Daniel G. AndreiCharles Schwab & Co., Inc.
- Daniel J. AndreottaFoundations Investment Advisors LLC
- Steven J. AndrewsLPL Enterprise, LLC
- Katrina R. AngellSanctuary Advisors, LLC
- David R. AnkromEdelman Financial Engines
- Chris AnoyaSchwab Wealth Advisory, Inc. · Chartered Financial Analyst
- Nina AnoyaSchwab Wealth Advisory, Inc.
- Daniel G. Anstett Jr.Osaic Wealth, Inc.
- Michael H. AntonelliRobert W. Baird & Co. Incorporated
- Benjamin A. AntoniadesCetera Investment Advisers LLC
- Deane T. AntoniouCharles Schwab & Co., Inc.
- Michael E. ApolinarCharles Schwab & Co., Inc.
- Elizabeth M. AponteCharles Schwab & Co., Inc.
- Kelly K. ArakakiSchwab Wealth Advisory, Inc.
- Thomas J. ArcuriCreative Planning Institutional Advisors, LLC
- Joshua ArdeleanCharles Schwab & Co., Inc.
- Sommer M. ArekatUBS Financial Services Inc.
- Rudy E. AriateTransamerica Financial Advisors, LLC
- Drew B. ArmaoRBC Capital Markets, LLC
- Christopher J. ArmentaJ.P. Morgan Securities LLC
- Robert A. ArmourCharles Schwab & Co., Inc.
- James D. ArnoldRaymond James Financial Services Advisors, Inc. · Certified Financial Planner
- Alexander J. Arnon-BennettL. Roy Papp & Associates, LLP
- Adam C. AronsonAssetmark, Inc.
- Miguel Arreguin Jr.LPL Financial LLC
- Nicholas A. AshjianStrategic Advisers LLC
- Michael B. AssamSovereign Investment Advisors LLC
- Rostam K. AtefiBrookwood Investment Group
- Alfredo AtencioFoundations Investment Advisors LLC
- Richard L. AuckCharles Schwab & Co., Inc.
- William R. AulwesUBS Financial Services Inc.
- Grant R. AutreyEdward Jones
- Erik D. AverillAwm Capital, LLC · Certified Financial Planner
- Jaime AvilaCharles Schwab & Co., Inc.
- Michael AyacheJ.P. Morgan Securities LLC
- David E. AyalaRaymond James Financial Services Advisors, Inc.
- Francisco J. AyalaThe Coleridge Group LLC · Certified Financial Planner, Chartered Financial Analyst
- Haris A. AzizSchwab Wealth Advisory, Inc. · Certified Financial Planner
- Randy N. AzuoguSchwab Wealth Advisory, Inc. · Chartered Financial Analyst
- Joseph G. BaakliniFoundations Investment Advisors LLC · Certified Financial Planner
- Michael S. BachCharles Schwab & Co., Inc.
- Kyle M. BackusMorgan Stanley
- Asad V. BahbahUBS Financial Services Inc.
- Eric BaileyJ.P. Morgan Securities LLC
- Ernest A. BaillargeonFoundations Investment Advisors LLC
- Jackson R. BainesMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Glenn A. BakerLPL Financial LLC
- Mikaela V. BakerStrategic Advisers LLC
- Sarah E. BaldwinLongboard Asset Management
- Sean R. BalogProcess Design Capital Management LLC
- Kyle A. BanksMerrill Lynch, Pierce, Fenner & Smith Incorporated
- James A. BarashaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- David A. BarattaMercer Global Advisors Inc.
- Lindsey J. BarbaCharles Schwab & Co., Inc.
- Terry G. BarberWells Fargo Clearing Services, LLC
- Benjamin S. BarchilonVersant Capital Management, Inc. · Certified Financial Planner
- Bradley C. BarclayFoundations Investment Advisors LLC
- Joyce T. BardenEdward Jones
- Mark R. BarenbaumLPL Financial LLC
- Thomas BargerJ.P. Morgan Securities LLC
- Galen D. Bargerstock Jr.Foundations Investment Advisors LLC
- Julie E. BarkerBankers Life Advisory Services, Inc.
- Meili C. BarlowTfo Family Office Partners · Chartered Financial Analyst
- Jeremy P. BarnardFoundations Investment Advisors LLC
- Lucas T. BarnardEndeavor Advisors LLC
- Otis C. BarnardBrookwood Investment Group
- Luke G. BarnesBledsoe Asset Management, LLC
- Whitni N. BarnesFoundations Investment Advisors LLC
- David B. BarnettCetera Investment Advisers LLC
- Daniel A. BaronSchwab Wealth Advisory, Inc.
- Mary B. BaronAmeriprise Financial Services, LLC · Chartered Financial Consultant
- Christopher M. BarozieCharles Schwab & Co., Inc.
- Jose D. BarrazaStrategic Advisers LLC
- Carter BarrettSchwab Wealth Advisory, Inc. · Certified Financial Planner
- James R. Barrons Jr.First Financial Strategies Inc.
- Misty N. BarryCharles Schwab & Co., Inc.
- Jeremiah BartlettStrategic Advisers LLC · Certified Financial Planner
- Penny M. BartlettCharles Schwab & Co., Inc.
- Ryan C. BartonStrategic Advisers LLC
- Genti BashaLPL Financial LLC
- Haziq BasharatSchwab Wealth Advisory, Inc. · Chartered Financial Analyst
- Jennifer A. BasingerNations Financial Group, Inc.
- Christopher BasqueCambridge Investment Research Advisors, Inc.
- Cory M. BassSchwab Wealth Advisory, Inc.
- Exton A. BassettCharles Schwab & Co., Inc.
- Shyla T. Bassey17 Capital Partners, LLC
- Cole D. BatchelorFoundations Investment Advisors LLC
- Brian R. BatesLPL Financial LLC
- Stuart O. BatesCharles Schwab & Co., Inc.
- Navreet K. BathSchwab Wealth Advisory, Inc. · Certified Financial Planner
- Andrew J. BattlesSchwab Wealth Advisory, Inc.
- Matthew P. BaumL. Roy Papp & Associates, LLP · Chartered Financial Analyst
- Daniel K. BausCharles Schwab & Co., Inc.
- Arthur M. BautistaCharles Schwab & Co., Inc.
- Rolando R. BautistaCharles Schwab & Co., Inc.
- Stephanie T. BawolekMaridea Wealth Management · Certified Financial Planner
- Brendan S. BayronFoundations Investment Advisors LLC
- Hailey P. BealCetera Investment Advisers LLC
- Dave BealerEdward Jones
- Nicholas J. BeauvaisAssetmark, Inc.
- Anthony J. BebbingtonUBS Financial Services Inc.
- Ryan P. BecerraEdelman Financial Engines
- Alex BeckSchwab Wealth Advisory, Inc. · Certified Financial Planner
- Kristen M. BeckbissingerJ.P. Morgan Securities LLC · Certified Financial Planner
- Richard K. BeckleyPark Avenue Securities LLC · Certified Financial Planner
- Christian D. BegodySchwab Wealth Advisory, Inc. · Certified Financial Planner
- Douglas A. BeguinCharles Schwab & Co., Inc.
- Paul M. BehnkenCharles Schwab & Co., Inc.
- Chris C. BelchamberBrookwood Investment Group
- Audrey C. BellMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Michael F. BellUBS Financial Services Inc.
- Kyle J. BellemareCharles Schwab & Co., Inc.
- Jacob E. BelloStrategic Advisers LLC
- Macauley BeloneyLPL Financial LLC
- April M. BeltranSchwab Wealth Advisory, Inc. · Certified Financial Planner
- Edwin A. BeltranRaymond James Financial Services Advisors, Inc.
- Gabriel A. BenavidesEdelman Financial Engines
- Garrett R. BenhamSchwab Wealth Advisory, Inc.
- Susan M. BennettPfg Advisors
- Jonah T. BentzCharles Schwab & Co., Inc.
- Carolyn M. BerengerEdward Jones
- Joseph T. BergenTiaa-Cref Individual & Institutional Services, LLC
- Seth H. BergquistSchwab Wealth Advisory, Inc.
- Nathan BergstromEaton-Cambridge Inc. · Certified Financial Planner
- Christopher W. BerklandSchwab Wealth Advisory, Inc. · Certified Financial Planner
- Karen J. BerkmanCharles Schwab & Co., Inc.
- Mitchell C. BernerCharles Schwab & Co., Inc.
- Marcia L. BernsteinFoundations Investment Advisors LLC
- Dino BerriFoundations Investment Advisors LLC
- Simpson Berry IIIJohn Hancock Investment Management LLC
- Anna M. BertrandMutual Of Omaha Investor Services, Inc.
- Philip H. BervigTcp Asset Management, LLC
- Patrick BetancourtMML Investors Services, LLC
- Ryan M. BettsBetts LLC
- Cole BialekSchwab Wealth Advisory, Inc.
- Jenna L. Biancavilla17 Capital Partners, LLC
- William E. BibbsSchwab Wealth Advisory, Inc.
- Russell A. BiehlL. Roy Papp & Associates, LLP
- Walter BigelowCharles Schwab & Co., Inc.
- Brett R. BillensteinSchwab Wealth Advisory, Inc. · Certified Financial Planner
- Tyler J. BinghamEdelman Financial Engines
- Jonathan D. BirdFarnam Financial · Certified Financial Planner
- Corey R. BironCharles Schwab & Co., Inc.
- Susan S. BisharaSchwab Wealth Advisory, Inc.
- Haley R. BjorklundAmeriprise Financial Services, LLC
- David P. BlackEdelman Financial Engines
- Jocelyn R. BlackEp Wealth Advisors
- Warren BlackMerrill Lynch, Pierce, Fenner & Smith Incorporated
- James P. BlaineSchwab Wealth Advisory, Inc.
- Jesse BlaiseCharles Schwab & Co., Inc.
- Rafael BlancoCharles Schwab & Co., Inc.
- Roberto A. BlancoOsaic Wealth, Inc.
- Ryan F. BlinkhornCharles Schwab & Co., Inc.
- David A. BloomTfo Family Office Partners
- Travis R. BloomLPL Enterprise, LLC
- Erin V. BochSchwab Wealth Advisory, Inc.
- Abe W. BochnerUnited Planners' Financial Services Of America A Limited Partner · Certified Financial Planner
- Robert A. BodenlosSchwab Wealth Advisory, Inc.
- Cheryl A. BodwinSchwab Wealth Advisory, Inc.
- Tyler J. BohnCharles Schwab & Co., Inc.
- Christina S. BohnsackCharles Schwab & Co., Inc.
- Laura E. BoldtPfg Advisors · Certified Financial Planner
- Emily E. BolickTfo Family Office Partners · Certified Financial Planner
- Christopher D. BoltonState Farm Investment Management Corp.
- Steven B. BonannoCharles Schwab & Co., Inc.
- David A. BonarSchwab Wealth Advisory, Inc.
- Mason BondurantCharles Schwab & Co., Inc.
- Laura E. BonesMorgan Stanley
- Joshua BoneyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Ross C. BonifieldIndependent Wealth Network, Inc.
- Christopher T. BonningtonTiaa-Cref Individual & Institutional Services, LLC
- Lauren M. BookwalterCharles Schwab & Co., Inc.
- John J. BoothbyPfg Advisors
- Jeremiah S. BootheSchwab Wealth Advisory, Inc.
- Jeanine L. BorgerSchwab Wealth Advisory, Inc.
- Ruggero E. BorlettiMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Amber M. BorromeoStrategic Advisers LLC
- Tyler J. BoschFoundations Investment Advisors LLC
- Robert J. BoscheeMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Blake L. BottleWisdom Wealth Investment Advisors LLC · Chartered Financial Consultant
- Eric T. BottolfsenCetera Investment Advisers LLC
- James A. BoullionUBS Financial Services Inc.
- Shea F. Boulware-CreedRBC Capital Markets, LLC
- Brian C. BowenDynamic
- Robert B. BowenSchwab Wealth Advisory, Inc.
- Kevin K. BowerThe Ameriflex Group
- Sean M. BowersEdelman Financial Engines
- Stephen BowmanWells Fargo Advisors Financial Network, LLC
- Jason D. BoyerCharles Schwab & Co., Inc.
- Kamrey R. BoyerTandem Wealth Advisors
- Mark A. Boykin Jr.LPL Enterprise, LLC
- Kalonn BoyleCharles Schwab & Co., Inc.
- Carson C. BoyllCetera Investment Advisers LLC
- Corbin D. BozosiAwm Capital, LLC · Certified Financial Planner
- Jonathan T. BraaksmaTransamerica Financial Advisors, LLC
- Marc S. BradenEagle Strategies LLC
- Joshua M. BradleyWells Fargo Clearing Services, LLC
- Nicholas S. BradleyCharles Schwab & Co., Inc.
- June M. BraithwaiteFoundations Investment Advisors LLC
- Marcus J. BrandtAmeriprise Financial Services, LLC
- Nimmi BratcherCharles Schwab & Co., Inc.
- Daniel G. BraunSchwab Wealth Advisory, Inc.
- Kirsten BrayCharles Schwab & Co., Inc.
- Carson R. BrechnerCharles Schwab & Co., Inc.
- Jared BreedwellFoundations Investment Advisors LLC
- Richard A. BreedwellFoundations Investment Advisors LLC
- Ryan A. BreedwellFoundations Investment Advisors LLC
- Stephanie A. BreganteMorgan Stanley
- Steven G. BregmanCharles Schwab & Co., Inc. · Certified Financial Planner
- Paul J. BrennanCharles Schwab & Co., Inc.
- Dane BresloSchwab Wealth Advisory, Inc. · Certified Financial Planner
- Ronald G. BringhurstGallacher Capital Management, LLC
- Logan BrinkmannRaymond James Financial Services Advisors, Inc.
- Tron J. BrinkmannRaymond James Financial Services Advisors, Inc.
- Andrew BrooksCharles Schwab & Co., Inc.
- Cole R. BrooksCrb Strategic Services LLC · Certified Financial Planner
- Gerald BrooksFoundations Investment Advisors LLC
- Adam H. BrownSchwab Wealth Advisory, Inc.
- Eric BrownFoundations Investment Advisors LLC
- Jake BrownEdward Jones
- Joanne F. BrownBrookwood Investment Group
- Ronald T. BrownJ.P. Morgan Securities LLC
- Todd A. BrownAmeriprise Financial Services, LLC
- Tatiana N. BrownellSchwab Wealth Advisory, Inc.
- Philip C. BruFoundations Investment Advisors LLC
- Brandon L. BryanCharles Schwab & Co., Inc. · Certified Financial Planner
- Brenda K. BryanEdward Jones
- Janet E. BryanSustainable Advisors Alliance LLC · Certified Financial Planner
- Jeremy D. BryantBrookwood Investment Group
- David A. BucannonSchwab Wealth Advisory, Inc.
- Christopher BucciCapital Client Group, Inc.
- Brian M. BucellDynamic · Certified Financial Planner
- Charles A. BuchananSchwab Wealth Advisory, Inc.
- Brett E. BuchfererCharles Schwab & Co., Inc.
- Tyler J. BuckCharles Schwab & Co., Inc.
- Davis BuckhannonJ.P. Morgan Securities LLC
- Joseph T. BuckinghamSchwab Wealth Advisory, Inc.
- Nathan A. BucklesCetera Investment Advisers LLC
- Emily D. BuehlerMorgan Stanley
- Nancy S. Bullock-SwansonIndependent Wealth Network, Inc.
- Jordan M. BunkerLPL Financial LLC
- Jeffrey H. BurgAlphatrust Advisors
- Robert J. BurgerDisciplined Money, LLC · Certified Financial Planner
- James L. BurgettThe Ameriflex Group
- Benjamin L. BuriTfo Family Office Partners
- John BurkeMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Sean D. BurkeStrategic Advisers LLC
- Paul R. BurnsLPL Financial LLC · Chartered Financial Consultant
- Christina S. BurroughsCaptrust · Certified Financial Planner
- Carson BuschSequoia Financial Group, L.L.c.
- Amy E. BushTandem Wealth Advisors · Chartered Financial Analyst
- Daniel X. BustamanteBustamante & Co.
- Michael BusterMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Cody ButeryStrategic Advisers LLC
- Michael C. ByrnesLPL Enterprise, LLC
- Chaundra A. CabreraStrategic Advisers LLC
- Bryan R. CacchiottiCharles Schwab & Co., Inc.
- Leona V. CahillSchwab Wealth Advisory, Inc.
- Jennifer M. CainMorgan Stanley
- Alex CalFoundations Investment Advisors LLC · Certified Financial Planner
- Anthony J. CalderonPeak Financial Planning · Certified Financial Planner
Other cities in Arizona
All of Arizona →Scottsdale 3,391Tucson 813Chandler 602Tempe 564Gilbert 511Mesa 298Peoria 216Glendale 114Prescott 108Surprise 92Flagstaff 68Queen Creek 50Goodyear 48Sun City 46Oro Valley 45Fountain Hills 36Yuma 36Sun City West 33Cave Creek 31Lake Havasu City 29San Tan Valley 25Sedona 25Carefree 22Green Valley 21
Questions
How many financial advisors are in Phoenix, AZ?
2,391 investment adviser representatives are registered at firm offices in Phoenix, Arizona, according to the SEC's Investment Adviser Public Disclosure records. 1,762 of them are also registered as broker representatives, and 0 list the CFP designation.
Which firm has the most financial advisors in Phoenix?
Charles Schwab & Co., Inc., with 456 registered advisors in Phoenix, followed by Schwab Wealth Advisory, Inc. with 289.
How do I check a financial advisor in Phoenix?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.