Wealth manager, independent · Phoenix, AZ
Dynamic
Dynamic Advisor Solutions LLC · SEC-registered investment adviser · CRD 151367 · SEC 801-72203
At a glance
Dynamic is an SEC-registered investment adviser based in Phoenix, Arizona, with $5.6B in regulatory assets under management as of its Form ADV filed August 17, 2026. It reports 5,509 individual clients, 1,813 of them high-net-worth, holding an average of about $1.0 million each, and 130 employees. That ranks it 187th among the nation’s 5,657 independent wealth management RIAs and 3rd of 125 in Arizona. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity.
Main office 877-257-3840dynamicadvisorsolutions.comAs filed on Form ADV
- Regulatory AUM
- $5.6B
- Rank among independent wealth managers
- #187 of 5,657
- Rank among all SEC RIAs
- #1,936 of 17,210
- Rank in Arizona
- #3 of 125
- Individual clients
- 5,509
- High-net-worth clients
- 1,813
- Accounts
- 15,179
- Discretionary
- 99% of AUM
- Employees
- 130
- Advisory staff
- 65
- Offices
- 55
Owners and executives on its Form ADV
- James R. CannonChief Executive Officer
- Cherie J. JollyChief Compliance Officer
- Steven P. KuleszaChief Business Development Officer
- Konstantin G. EtusChief Investment Officer
- Justin PatrickChief Technology Officer
- Eric G. DraughonChief Service Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Dynamic reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 1,813 | $4.5B | 79% |
| Individuals | 3,696 | $863M | 15% |
| Pension and profit sharing plans | 69 | $236M | 4% |
| Corporations or other businesses | 41 | $60M | 1% |
| Charitable organizations | 15 | $25M | <1% |
Disciplinary disclosures
Dynamic reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
- Periodicals or newsletters
- Educational seminars and workshops
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗dynamicadvisorsolutions.com ↗
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The full record on Dynamic
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 732 peers of its type and size
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- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Arizona
All of Arizona →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Foundations Investment Advisors LLCPhoenix | $10B | 29,615 |
| Ashton Thomas Private WealthScottsdale | $6.0B | 3,181 |
| TCI Wealth Advisors, Inc.Tucson | $5.4B | 3,189 |
| TFO Family Office PartnersPhoenix | $5.0B | 245 |
| Stoker Ostler, A Part of BMO Financial GroupScottsdale | $3.7B | 1,579 |
| PFG AdvisorsPhoenix | $3.3B | 7,527 |
Background
Questions
How much does Dynamic manage?
Dynamic reports $5.6B in regulatory assets under management across 15,179 accounts, 99% of it on a discretionary basis, on its Form ADV filed August 17, 2026.
How many clients does Dynamic have?
It reports 5,509 individual clients: 1,813 high-net-worth individuals and 3,696 other individuals. Individuals account for about 94% of its regulatory assets.
Where is Dynamic headquartered?
Its main office is in Phoenix, Arizona. It reports 55 offices in total and 130 employees, 65 of whom perform investment advisory functions.
How does Dynamic charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees; other. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Dynamic use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity. On Schedule D of its Form ADV filed August 17, 2026, it reports these amounts held: Charles Schwab ($3.9B); Fidelity ($874M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Dynamic a hybrid RIA with a broker-dealer?
Dynamic reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Dynamic a fiduciary?
As an SEC-registered investment adviser, Dynamic owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Dynamic’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-17), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →