Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Lake Havasu City, AZ
Every SEC-registered investment adviser representative at a firm office in Lake Havasu City, with the firms that employ the most of them.
The short answer
25 registered advisors work in Lake Havasu City; the most are at Edward Jones (6). 4 list the CFP designation and 23 are also registered broker representatives.
Firms with the most advisors in Lake Havasu City
| Firm | Advisors in Lake Havasu City |
|---|---|
| Edward Jones news | 6 |
| Pfs Investments Inc. | 6 |
| J.P. Morgan Securities LLC news | 3 |
| LPL Financial LLC news | 3 |
| Osaic Wealth, Inc. news | 2 |
| Ameriprise Financial Services, LLC news | 1 |
| Centaurus Financial, Inc. | 1 |
| Imagine Financial Services | 1 |
| Trek Financial | 1 |
| Wells Fargo Clearing Services, LLC news | 1 |
Advisors in Lake Havasu City, A to Z
CFP advisors in Lake Havasu City →- David W. CombsEdward Jones
- Lucia R. FondanoJ.P. Morgan Securities LLC
- Ryan FrenchJ.P. Morgan Securities LLC
- Sean Y. GoldneyLPL Financial LLC
- Joshua HaluEdward Jones
- Scott M. HartmanEdward Jones
- Katrina E. HatterPfs Investments Inc.
- Ronald HawleyEdward Jones
- Heath B. HaynesLPL Financial LLC
- Mauri D. HendricksonAmeriprise Financial Services, LLC
- Rick H. Jones Sr.Trek Financial
- Steven J. LaceyPfs Investments Inc.
- Brandi LitzkowPfs Investments Inc.
- George J. MartellCentaurus Financial, Inc.
- Richard E. McKonePfs Investments Inc.
- Marianne M. NolteImagine Financial Services · Certified Financial Planner
- Kimberly F. PendletonPfs Investments Inc.
- Laura J. PrahlEdward Jones · Certified Financial Planner
- Eileen M. ReedWells Fargo Clearing Services, LLC
- Jacob E. ShulamLPL Financial LLC · Chartered Financial Consultant
- Brian F. SpringbergOsaic Wealth, Inc. · Certified Financial Planner
- Samuel S. SpringbergOsaic Wealth, Inc. · Certified Financial Planner
- Billie Van LithJ.P. Morgan Securities LLC
- Traci L. VaughtEdward Jones
- Luis A. Villa RojasPfs Investments Inc.
Other cities in Arizona
All of Arizona →Scottsdale 3,200Phoenix 2,247Tucson 764Chandler 593Tempe 534Gilbert 480Mesa 300Peoria 228Glendale 106Prescott 103Surprise 81Flagstaff 65Goodyear 53Queen Creek 52Sun City 45Oro Valley 38Fountain Hills 37Cave Creek 36Yuma 32Sun City West 27Sedona 25San Tan Valley 23Buckeye 22Carefree 21
Questions
How many financial advisors are in Lake Havasu City, AZ?
25 investment adviser representatives are registered at firm offices in Lake Havasu City, Arizona, according to the SEC's Investment Adviser Public Disclosure records. 23 of them are also registered as broker representatives, and 4 list the CFP designation.
Which firm has the most financial advisors in Lake Havasu City?
Edward Jones, with 6 registered advisors in Lake Havasu City, followed by Pfs Investments Inc. with 6.
How do I check a financial advisor in Lake Havasu City?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.