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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Tempe, AZ

Every SEC-registered investment adviser representative at a firm office in Tempe, with the firms that employ the most of them.

564 registered advisors work in Tempe; the most are at J.P. Morgan Securities LLC (142). 0 list the CFP designation and 484 are also registered broker representatives.

Firms with the most advisors in Tempe

FirmAdvisors in Tempe
J.P. Morgan Securities LLC news142
Morgan Stanley news78
Edward Jones news72
LPL Financial LLC news58
Florida Financial Advisors, LLC35
U.S. Bancorp Advisors, LLC16
Cambridge Investment Research Advisors, Inc. news14
John Hancock Investment Management LLC12
The Ameriflex Group8
State Farm Investment Management Corp.7
Wells Fargo Clearing Services, LLC news7
Commonwealth Financial Network news6
Pfs Investments Inc.6
World Investment Advisors, LLC6
Capital Analysts5
Cetera Investment Advisers LLC news5
Martinsen Wealth Management5
Raymond James Financial Services Advisors, Inc. news5
Financial Life Planners4
Biltmore Wealth Management, LLC3
Embark Wealth Management, LLC3
Empower Advisory Group, LLC3
Envision Retirement LLC3
Graystone Partners Wealth Management, LLC3
Pfg Advisors3

Advisors in Tempe, A to Z (first 300 of 564)

Search all of Arizona →

Other cities in Arizona

All of Arizona →

Scottsdale 3,391Phoenix 2,391Tucson 813Chandler 602Gilbert 511Mesa 298Peoria 216Glendale 114Prescott 108Surprise 92Flagstaff 68Queen Creek 50Goodyear 48Sun City 46Oro Valley 45Fountain Hills 36Yuma 36Sun City West 33Cave Creek 31Lake Havasu City 29San Tan Valley 25Sedona 25Carefree 22Green Valley 21

Questions

How many financial advisors are in Tempe, AZ?

564 investment adviser representatives are registered at firm offices in Tempe, Arizona, according to the SEC's Investment Adviser Public Disclosure records. 484 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Tempe?

J.P. Morgan Securities LLC, with 142 registered advisors in Tempe, followed by Morgan Stanley with 78.

How do I check a financial advisor in Tempe?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.