Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Paradise Valley, AZ
Every SEC-registered investment adviser representative at a firm office in Paradise Valley, with the firms that employ the most of them.
The short answer
17 registered advisors work in Paradise Valley; the most are at Prospera Financial Services, Inc. (3). 3 list the CFP designation and 8 are also registered broker representatives.
Firms with the most advisors in Paradise Valley
| Firm | Advisors in Paradise Valley |
|---|---|
| Prospera Financial Services, Inc. | 3 |
| Kestra Advisory Services, LLC news | 2 |
| Canon Asset Management Advisory, LLC | 1 |
| Eagle Strategies LLC | 1 |
| Fisher Investments news | 1 |
| Holyoak Wealth Management, LLC | 1 |
| J. Mangone Capital Management LLC | 1 |
| Onepoint Bfg Wealth Partners | 1 |
| Scottsdale Wealth Advisory LLC | 1 |
| Stonewall Equities, Ltd. | 1 |
| Strategic Advisers LLC | 1 |
| Transcend Advisor Inc. | 1 |
| Trondheim Capital, LLC | 1 |
| United Planners' Financial Services Of America A Limited Partner | 1 |
Advisors in Paradise Valley, A to Z
CFP advisors in Paradise Valley →- Anna DalyStrategic Advisers LLC
- Matthew GasparProspera Financial Services, Inc.
- John F. GlassEagle Strategies LLC
- Mark S. HallUnited Planners' Financial Services Of America A Limited Partner
- Jon-Paul HolyoakHolyoak Wealth Management, LLC
- Michael D. HosmarFisher Investments
- George M. Hostal Jr.Canon Asset Management Advisory, LLC
- Jeffrey LuminTranscend Advisor Inc. · Chartered Financial Analyst
- Joseph V. MangoneJ. Mangone Capital Management LLC · Certified Financial Planner
- David A. MarcusKestra Advisory Services, LLC · Certified Financial Planner
- Brent MatthewScottsdale Wealth Advisory LLC
- Colin B. PetersonTrondheim Capital, LLC
- John D. RossKestra Advisory Services, LLC
- Frederick E. SchubertStonewall Equities, Ltd.
- Scott D. SchwartzOnepoint Bfg Wealth Partners · Certified Financial Planner
- Chris S. StocksProspera Financial Services, Inc.
- Christopher C. StocksProspera Financial Services, Inc.
Other cities in Arizona
All of Arizona →Scottsdale 3,200Phoenix 2,247Tucson 764Chandler 593Tempe 534Gilbert 480Mesa 300Peoria 228Glendale 106Prescott 103Surprise 81Flagstaff 65Goodyear 53Queen Creek 52Sun City 45Oro Valley 38Fountain Hills 37Cave Creek 36Yuma 32Sun City West 27Lake Havasu City 25Sedona 25San Tan Valley 23Buckeye 22
Questions
How many financial advisors are in Paradise Valley, AZ?
17 investment adviser representatives are registered at firm offices in Paradise Valley, Arizona, according to the SEC's Investment Adviser Public Disclosure records. 8 of them are also registered as broker representatives, and 3 list the CFP designation.
Which firm has the most financial advisors in Paradise Valley?
Prospera Financial Services, Inc., with 3 registered advisors in Paradise Valley, followed by Kestra Advisory Services, LLC with 2.
How do I check a financial advisor in Paradise Valley?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.