Financial ADVSR advisor directory · SEC adviser records
Capital Analysts financial advisors in Tempe, AZ
Every SEC-registered investment adviser representative at a Capital Analysts office in Tempe, A to Z.
5 registered advisors work at Capital Analysts in Tempe, out of 585 at the firm nationwide; it ranks number 14 in the city by advisors. 2 list the CFP designation and 5 are also registered broker representatives.
Capital Analysts advisors in Tempe, A to Z
Every Capital Analysts advisor →- Robert M. HorstmanCertified Financial Planner · Also a broker rep
- Jake J. MartyAlso a broker rep
- Adam W. PearceCertified Financial Planner · Also a broker rep
- Michael WallaceAlso a broker rep
- Jeffrey W. WilhelmsAlso a broker rep
Capital Analysts advisors in every city and state →Capital Analysts: assets, clients and custodians →Advisor Moves: who changed firms this week →
Capital Analysts advisors in other cities
Marlton, NJ 30Braintree, MA 25Lombard, IL 18Getzville, NY 17Tallahassee, FL 16Jenkintown, PA 15Rochester, NY 11Fort Washington, PA 10Horsham, PA 9Lutz, FL 9Cleveland, OH 8Independence, OH 8Renton, WA 8Royal Oak, MI 8Southfield, MI 8
Other firms in Tempe
All Tempe advisors →J.P. Morgan Securities LLC 141Morgan Stanley 77LPL Financial LLC 55Edward Jones 51Florida Financial Advisors, LLC 34U.S. Bancorp Advisors, LLC 16John Hancock Investment Management LLC 14Cambridge Investment Research Advisors, Inc. 13Commonwealth Financial Network 6Martinsen Wealth Management 6State Farm Investment Management Corp. 6The Ameriflex Group 6
Questions
How many financial advisors does Capital Analysts have in Tempe?
5 investment adviser representatives are registered at Capital Analysts offices in Tempe, Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 585 nationwide. 2 list the CFP designation and 5 are also registered as broker representatives.
Is Capital Analysts one of the largest advisor employers in Tempe?
Capital Analysts ranks number 14 in Tempe by registered advisors; J.P. Morgan Securities LLC has the most, with 141.
How do I check a Capital Analysts advisor in Tempe?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Capital Analysts office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.