Financial ADVSR advisor directory · SEC adviser records
Commonwealth Financial Network financial advisors in Tempe, AZ
Every SEC-registered investment adviser representative at a Commonwealth Financial Network office in Tempe, A to Z.
6 registered advisors work at Commonwealth Financial Network in Tempe, out of 2,715 at the firm nationwide; it ranks number 9 in the city by advisors. 5 list the CFP designation and 6 are also registered broker representatives.
Commonwealth Financial Network advisors in Tempe, A to Z
Every Commonwealth Financial Network advisor →- Christine M. Koenings HullAlso a broker rep
- Thomas M. LawlessCertified Financial Planner · Also a broker rep
- Michael J. PassanteCertified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Luke M. SchroederCertified Financial Planner · Also a broker rep
- Michael W. SchroederCertified Financial Planner · Also a broker rep
- Rodney R. Smith IICertified Financial Planner · Also a broker rep
Commonwealth Financial Network advisors in every city and state →Commonwealth Financial Network: assets, clients and custodians →Commonwealth news and advisor moves →Commonwealth Financial Network payout grid vs. other firms →Advisor Moves: who changed firms this week →
Commonwealth Financial Network advisors in other cities
Waltham, MA 160San Diego, CA 67Glastonbury, CT 51Overland Park, KS 28Rochester, NY 27Needham, MA 24Worcester, MA 23Dallas, TX 19Danvers, MA 17Shelton, CT 17Wilmington, NC 17New York, NY 16Pittsford, NY 16Roanoke, VA 16Burlington, MA 15
Other firms in Tempe
All Tempe advisors →J.P. Morgan Securities LLC 141Morgan Stanley 77LPL Financial LLC 55Edward Jones 51Florida Financial Advisors, LLC 34U.S. Bancorp Advisors, LLC 16John Hancock Investment Management LLC 14Cambridge Investment Research Advisors, Inc. 13Martinsen Wealth Management 6State Farm Investment Management Corp. 6The Ameriflex Group 6World Investment Advisors, LLC 6
Questions
How many financial advisors does Commonwealth Financial Network have in Tempe?
6 investment adviser representatives are registered at Commonwealth Financial Network offices in Tempe, Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 2,715 nationwide. 5 list the CFP designation and 6 are also registered as broker representatives.
Is Commonwealth Financial Network one of the largest advisor employers in Tempe?
Commonwealth Financial Network ranks number 9 in Tempe by registered advisors; J.P. Morgan Securities LLC has the most, with 141.
How do I check a Commonwealth Financial Network advisor in Tempe?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Commonwealth Financial Network office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.