Investment adviser representative · Signature Resources Capital Management, LLC
Andrew S. Ficarra
CRD 6073920 · Newport Beach, CA
At a glance
Andrew S. Ficarra is an investment adviser representative with Signature Resources Capital Management, LLC in Newport Beach, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Andrew’s SEC record dates to 2012, about 14 years ago.
Current advisory firms
- Signature Resources Capital Management, LLCSince March 2023Newport Beach, CA · $304M in regulatory assets
- Cadence Wealth Management, LLCSince February 2022Tempe, AZ · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2012 (14 years)
- Designations
- None on file
- Exams
- Series 65, Series 66
- Registered in
- 4 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Andrew’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.
More at Signature Resources Capital Management, LLC
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- Aleksandar GlebovNewport Beach
- Simon R. GoldinNewport Beach · Certified Financial Planner
- Brian J. HendersonNewport Beach · Chartered Financial Analyst
- Gregory L. KaltenbachNewport Beach
- Alexander A. LashkariNewport Beach
- Samuel D. LeeNewport Beach
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