Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Newport Beach, CA
Every SEC-registered investment adviser representative at a firm office in Newport Beach, with the firms that employ the most of them.
1,783 registered advisors work in Newport Beach; the most are at Beacon Pointe Advisors, LLC (202). 242 list the CFP designation and 1,171 are also registered broker representatives.
Firms with the most advisors in Newport Beach
Advisors in Newport Beach, A to Z (first 300 of 1,783)
CFP advisors in Newport Beach →- Alice AbdalianUBS Financial Services Inc.
- Callum P. AbernethyGoldman Sachs Wealth Services, L.P.
- Reuben AbrahamLPL Financial LLC
- Steven R. AbrahamGoldman Sachs Wealth Services, L.P.
- Michael A. AcevedoDynamic · Certified Financial Planner
- Luke D. AchayMML Investors Services, LLC · Certified Financial Planner
- Karlie D. AchenbachBeacon Pointe Advisors, LLC
- John S. AciernoMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Adriana AcostaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- David A. AcostaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jonathan T. AcostaBeacon Pointe Advisors, LLC
- Ralph G. AdamoKovack Advisors, Inc. · Chartered Financial Consultant
- Hampton C. Adams IIISeia
- Natalie AdamsLPL Financial LLC
- Mark A. AguilarProcore Advisors, LLC · Certified Financial Planner
- Jennifer M. AhernLPL Financial LLC
- Faryal R. AhsanGoldman Sachs Wealth Services, L.P.
- Navid AhwaziPinnacle Partner Management LLC
- Nazan AkdenizRoth Capital Partners, LLC
- Cameron C. AkersHollencrest Capital Management
- Amanda AkinMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Zachary T. AlarioLPL Financial LLC · Certified Financial Planner
- Kristian I. AlbornozBeacon Pointe Advisors, LLC · Certified Financial Planner
- Matthew S. AlbrechtWhittier Advisors, LLC
- Spencer J. AldenUBS Financial Services Inc.
- Marcus S. AlexanderLPL Financial LLC
- Garth AllanUBS Financial Services Inc.
- Diandra D. AllenBeacon Pointe Advisors, LLC
- Robert P. AllenUBS Financial Services Inc.
- Barbara Lynn AllisonEquitable Advisors, LLC
- Cameron L. AlmondGoldman Sachs Wealth Services, L.P.
- Cynthia AlstonCitizens Private Wealth
- Anthony AmadorCanterbury Consulting Incorporated · Chartered Financial Analyst
- Ron M. AmirSummit Financial, LLC · Certified Financial Planner
- Catherine M. AndersonWells Fargo Advisors Financial Network, LLC
- Joann M. AndersonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Matthew T. AndersonCreative Planning Institutional Advisors, LLC
- Melanie AndersonStrategic Advisers LLC
- Robert J. AndersonBeacon Pointe Advisors, LLC · Certified Financial Planner
- Thomas R. AndersonHavaplan Financial · Certified Financial Planner
- James M. AndrewsHightower Advisors, LLC · Certified Financial Planner
- Shannon AndrijowychMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Loni L. AngMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Maria AngrisaniGoldman Sachs Wealth Services, L.P.
- Feroz U. AnsariCompak Asset Management · Certified Financial Planner
- Imran U. AnsariCompak Asset Management
- Javaid U. AnsariCompak Asset Management · Certified Financial Planner
- Natalie R. AnselmoWhittier Advisors, LLC
- William H. ApplegateMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Ali R. ArikLPL Financial LLC
- Lukas J. ArnerichCreative Planning Institutional Advisors, LLC
- Kimberly A. ArnesenBeacon Pointe Advisors, LLC · Chartered Financial Consultant
- Susan E. ArnoldWells Fargo Clearing Services, LLC
- Steven V. ArrigoD.A. Davidson & Co.
- Thomas H. ArthurA.G.P. / Alliance Global Partners
- Conner W. AscherGentrust
- Benjamin R. AshbaughGoldman Sachs Wealth Services, L.P.
- Ashlee L. AshlockStifel, Nicolaus & Company, Incorporated
- Howard AshlockStifel, Nicolaus & Company, Incorporated · Certified Financial Planner
- David J. AskewMercer Global Advisors Inc. · Certified Financial Planner, Chartered Financial Consultant
- Dirk S. AulabaughGreen Street
- James B. AxelsonUBS Financial Services Inc.
- Jonathan M. AyacheGoldman Sachs Wealth Services, L.P.
- Scott W. AyersBeacon Pointe Advisors, LLC
- Judd AzoulayStifel, Nicolaus & Company, Incorporated
- Joseph A. AzzopardiMariner · Certified Financial Planner
- Blake M. BackerPinnacle Partner Management LLC
- Garrett BackusLPL Financial LLC
- John W. Baffa Jr.Compak Asset Management
- Carina BagboudarianUBS Financial Services Inc.
- Aminatou BahGoldman Sachs Wealth Services, L.P.
- David L. BahnsenHightower Advisors, LLC · Certified Financial Planner
- June B. BahrUBS Financial Services Inc.
- Michael G. BaileyBeacon Pointe Advisors, LLC
- Brandon D. BakerBeacon Pointe Advisors, LLC · Chartered Financial Analyst
- Leonard S. BakkerLifetime Financial, Inc.
- Rodney BalbuenaCreative Planning Institutional Advisors, LLC
- Brandon J. BaldwinMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Margaret M. BaldwinRaymond James & Associates, Inc.
- John A. BalsterOsaic Wealth, Inc.
- Mark D. BantaBanta Asset Management LP
- Michael B. BantaBanta Asset Management LP
- Stephen M. BantaBanta Asset Management LP
- Michael P. BarackmanGreen Street
- Victoria L. BarbisanAmeriprise Financial Services, LLC
- Kamren J. BarkusA.G.P. / Alliance Global Partners
- Kenneth J. BarkusA.G.P. / Alliance Global Partners
- Kevin P. BarlowMariner · Chartered Financial Analyst
- Ryan C. BarlowGoldman Sachs Wealth Services, L.P.
- Ethan BarnesMML Investors Services, LLC
- Jackson T. BarnesGoldman Sachs Wealth Services, L.P.
- Kenneth G. BarnesCreative Planning Institutional Advisors, LLC · Certified Financial Planner
- Nicholas BarnettWells Fargo Clearing Services, LLC
- Rial A. BarnettMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Richard S. BarryGoldman Sachs Wealth Services, L.P.
- Jill BartholomewMorgan Stanley
- Natalia BartoloneGoldman Sachs Wealth Services, L.P.
- Lucas M. BartonCreative Planning Institutional Advisors, LLC
- Michael A. BasStifel, Nicolaus & Company, Incorporated
- Brooke N. BastiaansMML Investors Services, LLC
- Sean M. BatesBeacon Pointe Advisors, LLC
- Lesley G. BatsonSignature Resources Capital Management, LLC
- Trevor BaumanGoldman Sachs Wealth Services, L.P.
- Jay D. Baumgardner IIIUBS Financial Services Inc. · Chartered Financial Analyst
- Samuel J. BausermanRaymond James Financial Services Advisors, Inc.
- Trent P. BaxterMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Michael R. BeckBeacon Pointe Advisors, LLC
- Brock M. BeckerCreative Planning · Certified Financial Planner
- Benjamin R. BecksteadYosemite Capital Management
- Walter R. BeddeoMorgan Stanley
- Rebekah A. BeekieJ.P. Morgan Securities LLC
- Justin J. BeermanJ.P. Morgan Securities LLC
- Thomas M. BehrBeacon Pointe Advisors, LLC · Certified Financial Planner
- Bradley R. BehrendtCetera Investment Advisers LLC
- Rachel J. BeierHollencrest Capital Management
- Kurt E. BeimfohrKnightsbridge Wealth Management
- Maria G. BeisserGoldman Sachs Wealth Services, L.P.
- Matthew D. BelfantiRockefeller Capital Management
- Brett BellRBC Capital Markets, LLC
- Lantz E. BellBell & Brown Wealth Advisors, LLC
- Rawles F. BellBeacon Pointe Advisors, LLC
- Andrew J. BelloBeacon Pointe Advisors, LLC
- David W. BennettMML Investors Services, LLC · Certified Financial Planner
- Mark J. BensonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Connor E. BenvenutiGoldman Sachs Wealth Services, L.P.
- Ashley N. BereczOsaic Wealth, Inc.
- Douglas A. BerlRaymond James & Associates, Inc.
- Steven J. BernardyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Gina BerryStifel, Nicolaus & Company, Incorporated
- Blake BerteaJ.P. Morgan Securities LLC
- Alecsander K. BertokMerrill Lynch, Pierce, Fenner & Smith Incorporated
- William W. BestRaymond James & Associates, Inc.
- Tristan B. BettinghausenGoldman Sachs Wealth Services, L.P.
- Alison A. BettonvilleCreative Planning Institutional Advisors, LLC · Chartered Financial Analyst
- Edward J. BeyerMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jennifer L. Beyl-LeeBeacon Pointe Advisors, LLC · Certified Financial Planner
- Christopher BezichCentaurus Financial, Inc.
- Vineer N. BhansaliLongtail Alpha, LLC
- Daniel J. BickelCorient
- Christopher G. BielerMML Investors Services, LLC · Certified Financial Planner
- Alexander BiestekCharles Schwab & Co., Inc.
- Alan F. BigdelouJ.P. Morgan Securities LLC
- Ryan J. BiggsCreative Planning Institutional Advisors, LLC
- Bianca BigolinMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Brandon R. BishopGoldman Sachs Wealth Services, L.P. · Certified Financial Planner
- Samantha J. BlackmanMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Stuart A. BlairCanterbury Consulting Incorporated
- Steven L. BlankenshipBeacon Pointe Advisors, LLC · Certified Financial Planner
- William E. BlantonComposition Wealth, LLC
- Gabriele K. BlissMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Ivana K. BlockMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Benjamin D. BlokdykMariner · Certified Financial Planner
- Sarah M. BlosserMorgan Stanley
- Ryan BockholdRBC Capital Markets, LLC
- Timothy R. BockholdRBC Capital Markets, LLC
- Justin F. BogartCreative Planning Institutional Advisors, LLC
- Karly BokoskySachi Financial Planning
- Neddie J. BokoskyCetera Investment Advisers LLC · Certified Financial Planner
- Logan L. BolickBeacon Pointe Advisors, LLC · Certified Financial Planner, Chartered Financial Analyst
- Chad G. BollenbachCanterbury Consulting Incorporated
- Genna B. BollsMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jeffrey D. BolwellStifel, Nicolaus & Company, Incorporated
- Manideep S. BommakantiGoldman Sachs Wealth Services, L.P.
- Louis C. BonaseraBeacon Pointe Advisors, LLC · Personal Financial Specialist
- Mark T. BondsCrystal Cove Asset Management
- Keith C. BongSidoxia Capital Management, LLC · Chartered Financial Analyst
- Christian W. BoodCetera Investment Advisers LLC
- Nicholas G. BoothHollencrest Capital Management
- Laura A. BoretskyUBS Financial Services Inc.
- Michael A. BornsteinSignature Resources Capital Management, LLC
- Christopher BouffierWhittier Advisors, LLC
- Roya BouzariGreen Street
- Eva P. BowenCompak Asset Management
- Teke K. BowerGoldman Sachs Wealth Services, L.P.
- Quinton P. BowersWedbush Securities Inc.
- Paul R. BowesMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Mari I. BowidowiczBeacon Pointe Advisors, LLC
- Kyle R. BoydBeacon Pointe Advisors, LLC
- David A. BoyerMiramontes Capital, LLC
- Mark H. BoyerBoyer Financial Services, Inc.
- Markus T. BoyerBoyer Financial Services, Inc.
- Brandy J. Boyles-VazquezRBC Capital Markets, LLC
- Jacob T. BrackenGreen Street
- Patrick S. BradfordBeacon Pointe Advisors, LLC · Certified Financial Planner
- Eric J. BradleyCitizens Securities, Inc.
- Cooper A. BranhamBeacon Pointe Advisors, LLC · Certified Financial Planner
- Daniel F. BrascettaBeacon Pointe Advisors, LLC · Certified Financial Planner
- John M. BreenAmeriprise Financial Services, LLC
- Robert L. BreenAmeriprise Financial Services, LLC
- Michael Breller IIIBeacon Pointe Advisors, LLC
- Timothy N. BremnerUBS Financial Services Inc.
- Seth W. BrewerMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Joseph W. BrezdenMML Investors Services, LLC · Chartered Financial Consultant
- Steven T. BrightBeacon Pointe Advisors, LLC
- Hailee J. BrigmanKnightsbridge Wealth Management
- Maximiliano G. BrionesGoldman Sachs Wealth Services, L.P.
- Lance E. Britt IIGoldman Sachs Wealth Services, L.P.
- Michael J. BrittinghamCws Investments
- Danielle M. BrittonGoldman Sachs Wealth Services, L.P.
- Ryan S. BrizendineWestshore Wealth · Certified Financial Planner
- Dax BrookJ.P. Morgan Securities LLC
- Kevin G. BrouletteCapital Client Group, Inc. · Certified Financial Planner
- Taylor E. BrowmanStifel, Nicolaus & Company, Incorporated
- Kyle A. BrownBeacon Pointe Advisors, LLC · Certified Financial Planner
- William T. BrownlowMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Christine D. BrumfieldBeacon Pointe Advisors, LLC · Certified Financial Planner
- Steven M. BrundageAmeriprise Financial Services, LLC
- Matthew J. BrunwinMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Richard B. BrydgesBalboa Wealth Partners, Inc.
- Nathan B. BuchanMML Investors Services, LLC
- Melissa BuchholzMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Suzan BudakMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Gretchen S. BuehnerUBS Financial Services Inc.
- Ashlee L. BuettnerUBS Financial Services Inc.
- Anne M. BuiWells Fargo Clearing Services, LLC
- Gayle N. BullockMorgan Stanley
- Patrick M. BulubenchiMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jason N. BurchAmeriprise Financial Services, LLC
- Jenna A. BurkeMorgan Stanley
- Nathaniel R. BurnsGoldman Sachs Wealth Services, L.P.
- Jackson M. BushBeacon Pointe Advisors, LLC · Certified Financial Planner
- Jeffrey B. BushMML Investors Services, LLC
- Timothy BushState Farm Investment Management Corp.
- Daniel J. BusterValley Wealth Strategies, LLC
- Alicia J. ByrnesCorient
- Nicholas BzoviDucere Wealth Management · Chartered Financial Analyst
- Dustin F. CabreraRoth Capital Partners, LLC
- John H. CadwellIndependent Financial Group, LLC
- Yisen CaiOsaic Advisory Services, LLC · Certified Financial Planner
- John D. CalabreseWells Fargo Advisors Financial Network, LLC
- Alphonse J. Calicchio IIICalifornia Benefits And Retirement Group, LLC
- Cathie M. Callahan D'ItriLPL Financial LLC
- Curtis R. CalomeniMariner
- Reynaldo CamachoWells Fargo Clearing Services, LLC
- Connor C. CampbellMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Derek A. CampbellTwenty-Five Capital Partners
- Donald P. CampbellTwenty-Five Capital Partners
- Kelly K. CampbellCampbell Advisory Services, LLC · Certified Financial Planner
- Maxwell J. CampbellBeacon Pointe Advisors, LLC
- Kurt C. CampmanWells Fargo Clearing Services, LLC
- Dylan CamposStrategic Advisers LLC
- Darren M. CandiottyLifetime Financial, Inc. · Chartered Financial Consultant
- Michael J. CannivetSilverlight Asset Management, LLC · Chartered Financial Analyst
- Christian CanzoneMiramontes Capital, LLC
- Yvan H. CaoRaymond James Financial Services Advisors, Inc.
- William D. CaprineJ.P. Morgan Securities LLC
- Rey L. CarandangRaymond James & Associates, Inc.
- Ronald G. CarlandBeacon Pointe Advisors, LLC · Certified Financial Planner
- Christopher M. CarlsenGoldman Sachs Wealth Services, L.P.
- David G. CarlsonSound Investment Management, LLC · Certified Financial Planner, Chartered Financial Consultant
- Saunders E. CarlsonGoldman Sachs Wealth Services, L.P.
- Gary C. CarmellCws Investments · Chartered Financial Analyst
- Mason L. CarpenterWhittier Advisors, LLC · Chartered Financial Analyst
- Charles G. CarrickBeacon Pointe Advisors, LLC · Certified Financial Planner
- John R. CarterUnited Planners' Financial Services Of America A Limited Partner
- Pamela L. CarterMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Andrea M. CasawMorgan Stanley
- Kerrie J. CaseyCreative Planning Institutional Advisors, LLC
- Gilbert R. CassagneMariner
- Jesse E. CastilloGoldman Sachs Wealth Services, L.P.
- Scott M. CastonMorgan Stanley
- Sandra I. CastroGoldman Sachs Wealth Services, L.P.
- Luc A. CeciMercer Global Advisors Inc. · Certified Financial Planner
- Gina J. CeredaWells Fargo Clearing Services, LLC
- Elizabeth CervantesMorgan Stanley · Certified Financial Planner
- Stevan CervantesWells Fargo Clearing Services, LLC · Certified Financial Planner
- Aaron D. ChamberlinOppenheimer & Co. Inc.
- Jon C. ChambersCreative Planning Institutional Advisors, LLC
- Devon M. ChanBmo Family Office, LLC
- Jonathan ChangMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Reuel ChangJ.P. Morgan Securities LLC
- Vivian L. ChangMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Phoebe ChaoCharles Schwab & Co., Inc. · Certified Financial Planner
- John H. ChapmanBeacon Pointe Advisors, LLC · Certified Financial Planner
- Darren R. ChappellMML Investors Services, LLC · Chartered Financial Analyst
- Joe Charboneau IIJ.P. Morgan Securities LLC
- Matthew E. ChaseStrategic Advisers LLC
- Reid ChaseUBS Financial Services Inc.
- Allison ChemaGoldman Sachs Wealth Services, L.P.
- Kinnie J. ChenCetera Investment Advisers LLC · Certified Financial Planner
- Weiping ChenMML Investors Services, LLC · Certified Financial Planner
- Wendy C. ChenCibc Private Wealth Advisors, Inc.
- Steven R. CherryBeacon Pointe Advisors, LLC · Certified Financial Planner
- Andrew B. ChhorBeacon Pointe Advisors, LLC · Certified Financial Planner
- Juna H. ChiangBeacon Pointe Advisors, LLC · Certified Financial Planner
- Norannsy B. ChieuchinAmeriprise Financial Services, LLC
- Damon ChinnJ.P. Morgan Securities LLC
- David M. ChoiLPL Financial LLC
- John J. ChoiEagle Strategies LLC
- Lenna K. ChoiGoldman Sachs Wealth Services, L.P.
- Nathaniel R. ChooMML Investors Services, LLC
- Meiyi ChouAmeriprise Financial Services, LLC
- Catherine C. ChristCreative Planning Institutional Advisors, LLC
- Morgan R. ChristenSpinnaker Investment Group, LLC · Certified Financial Planner, Chartered Financial Analyst
- John M. ChristensenRs Crum Inc. · Certified Financial Planner
- Peter G. ChristensonAmeriprise Financial Services, LLC
- Joseph R. ChristianMML Investors Services, LLC
- Kim K. ChuMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jeremy D. ChusedProvenio Capital
- Donald J. Cianto Jr.Raymond James & Associates, Inc.
Other cities in California
All of California →San Diego 3,490San Francisco 3,219Los Angeles 3,218Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335Folsom 305
Questions
How many financial advisors are in Newport Beach, CA?
1,783 investment adviser representatives are registered at firm offices in Newport Beach, California, according to the SEC's Investment Adviser Public Disclosure records. 1,171 of them are also registered as broker representatives, and 242 list the CFP designation.
Which firm has the most financial advisors in Newport Beach?
Beacon Pointe Advisors, LLC, with 202 registered advisors in Newport Beach, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 190.
How do I check a financial advisor in Newport Beach?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.