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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Walnut Creek, CA

Every SEC-registered investment adviser representative at a firm office in Walnut Creek, with the firms that employ the most of them.

1,049 registered advisors work in Walnut Creek; the most are at Wells Fargo Clearing Services, LLC (128). 190 list the CFP designation and 775 are also registered broker representatives.

Firms with the most advisors in Walnut Creek

FirmAdvisors in Walnut Creek
Wells Fargo Clearing Services, LLC news128
Morgan Stanley news100
Merrill Lynch, Pierce, Fenner & Smith Incorporated news83
UBS Financial Services Inc. news57
Strategic Advisers LLC40
Ameriprise Financial Services, LLC news35
J.P. Morgan Securities LLC news35
LPL Financial LLC news30
Destination Wealth Management27
Earned Wealth Advisors, LLC27
Charles Schwab & Co., Inc. news24
MML Investors Services, LLC23
Wells Fargo Advisors Financial Network, LLC news23
Cetera Investment Advisers LLC news20
RBC Capital Markets, LLC news19
Raymond James & Associates, Inc. news17
Osaic Wealth, Inc. news16
Cambridge Investment Research Advisors, Inc. news13
Equitable Advisors, LLC news13
Focus Partners Wealth, LLC13
Burton Enright Welch12
Mercer Global Advisors Inc.12
Allworth Financial, L.P. news8
Capital Advantage, Inc.8
Navolio & Tallman Advisors LLC8

Advisors in Walnut Creek, A to Z (first 300 of 1,049)

CFP advisors in Walnut Creek →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335Folsom 305

Questions

How many financial advisors are in Walnut Creek, CA?

1,049 investment adviser representatives are registered at firm offices in Walnut Creek, California, according to the SEC's Investment Adviser Public Disclosure records. 775 of them are also registered as broker representatives, and 190 list the CFP designation.

Which firm has the most financial advisors in Walnut Creek?

Wells Fargo Clearing Services, LLC, with 128 registered advisors in Walnut Creek, followed by Morgan Stanley with 100.

How do I check a financial advisor in Walnut Creek?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.