Adviser and broker representative · UBS Financial Services Inc.
Emily G. De La Reguera
CRD 5804478 · Walnut Creek, CA
At a glance
Emily G. De La Reguera is an investment adviser representative with UBS Financial Services Inc. in Walnut Creek, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Emily’s SEC record dates to 2011, about 14 years ago. Emily is also registered as a broker representative.
Current advisory firm
- UBS Financial Services Inc.Since July 2024Walnut Creek, CA · $916B in regulatory assets
SEC adviser record
- Registered since
- 2011 (14 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Emily’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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