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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Pasadena, CA

Every SEC-registered investment adviser representative at a firm office in Pasadena, with the firms that employ the most of them.

1,138 registered advisors work in Pasadena; the most are at Morgan Stanley (144). 0 list the CFP designation and 929 are also registered broker representatives.

Firms with the most advisors in Pasadena

FirmAdvisors in Pasadena
Morgan Stanley news144
Merrill Lynch, Pierce, Fenner & Smith Incorporated news129
Wedbush Securities Inc.74
Wells Fargo Clearing Services, LLC news68
UBS Financial Services Inc. news63
LPL Financial LLC news52
Cetera Investment Advisers LLC news47
J.P. Morgan Securities LLC news43
Strategic Advisers LLC36
Charles Schwab & Co., Inc. news26
Raymond James & Associates, Inc. news23
Tiaa-Cref Individual & Institutional Services, LLC18
Clifford Swan Investment Counselors17
First Citizens Investor Services, Inc.14
Ameriprise Financial Services, LLC news13
Awm Capital, LLC13
Sovran Advisors, LLC13
D.A. Davidson & Co.12
Citigroup Global Markets Inc. news11
Pasadena Private Wealth, LLC11
Wells Fargo Advisors Financial Network, LLC news10
Globalink Wealth Management, LLC9
Snowden Capital Advisors LLC9
Stonemark Wealth Management9
Strategy Asset Managers L.L.c.9

Advisors in Pasadena, A to Z (first 300 of 1,138)

Search all of California →

Other cities in California

All of California →

San Diego 3,692Los Angeles 3,528San Francisco 3,395Newport Beach 1,868Irvine 1,751Walnut Creek 1,114San Jose 962Beverly Hills 692Westlake Village 638Roseville 633Sacramento 613Palo Alto 546Torrance 513La Jolla 490Santa Barbara 454Carlsbad 446Fresno 446El Segundo 438San Rafael 434Menlo Park 432Woodland Hills 377San Mateo 373Long Beach 359Folsom 325

Questions

How many financial advisors are in Pasadena, CA?

1,138 investment adviser representatives are registered at firm offices in Pasadena, California, according to the SEC's Investment Adviser Public Disclosure records. 929 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Pasadena?

Morgan Stanley, with 144 registered advisors in Pasadena, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 129.

How do I check a financial advisor in Pasadena?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.