Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in Pasadena, CA
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Pasadena, A to Z.
The short answer
58 registered advisors work at UBS Financial Services Inc. in Pasadena, out of 8,475 at the firm nationwide; it ranks number 5 in the city by advisors. 3 list the CFP designation and 58 are also registered broker representatives.
UBS Financial Services Inc. advisors in Pasadena, A to Z
Every UBS Financial Services Inc. advisor →- Alisa A. AvakianAlso a broker rep
- Cameron AzadAlso a broker rep
- Aida BabayanAlso a broker rep
- Armine BabayanAlso a broker rep
- Siera BaghoomianAlso a broker rep
- Kelsey Joan J. BerrymanAlso a broker rep
- Francis Y. ChanAlso a broker rep
- Felicia W. ChangAlso a broker rep
- Dingyur ChenAlso a broker rep
- Lee S. ChenAlso a broker rep
- Nicole ChenAlso a broker rep
- Richard ChenAlso a broker rep
- May C. ChongAlso a broker rep
- Tony ChouAlso a broker rep
- Steven W. CrawfordAlso a broker rep
- Juan E. De La RamaAlso a broker rep
- Jason B. FriedmanAlso a broker rep
- James M. GiordanoCertified Financial Planner · Also a broker rep
- Falon HarrisAlso a broker rep
- Diane L. HartAlso a broker rep
- Ruby HerreraCertified Financial Planner · Also a broker rep
- Deirdre N. HilarioAlso a broker rep
- Wynne Y. IAlso a broker rep
- Daryush S. JahanbiglooAlso a broker rep
- John KwangAlso a broker rep
- Evans Y. LamAlso a broker rep
- Eunjeong LeeAlso a broker rep
- Kevin J. LeeAlso a broker rep
- Kent S. LeungAlso a broker rep
- Zhenyu LiAlso a broker rep
- Jun LiaoAlso a broker rep
- Fay C. MengAlso a broker rep
- Kiley R. MiglioriniAlso a broker rep
- Tatiane M. MinettiAlso a broker rep
- Jerry G. QiAlso a broker rep
- Bhadresh ShahAlso a broker rep
- Eliz ShahverdyanAlso a broker rep
- Albert ShihAlso a broker rep
- Helen C. ShueAlso a broker rep
- David N. SpiegelAlso a broker rep
- Hsueh-Sheng SuAlso a broker rep
- Michael T. TidikAlso a broker rep
- Natalya TumanyanAlso a broker rep
- Cynthia TungAlso a broker rep
- Eden Joy F. TuplanoAlso a broker rep
- Roland O. VonwinckelmannAlso a broker rep
- Judi WashingtonAlso a broker rep
- Xuemei WeiAlso a broker rep
- Michael N. WillardCertified Financial Planner · Also a broker rep
- Qixuan WuAlso a broker rep
- Shujun WuAlso a broker rep
- Bonnie H. YanAlso a broker rep
- Curtis S. YoungAlso a broker rep
- Xiao-Chun YuAlso a broker rep
- Serina X. YuanChartered Financial Analyst · Also a broker rep
- Shizhan ZhangAlso a broker rep
- Carolyn P. ZhaoAlso a broker rep
- Liz ZhaoAlso a broker rep
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UBS Financial Services Inc. advisors in other cities
New York, NY 935Weehawken, NJ 599San Francisco, CA 189Cincinnati, OH 188Houston, TX 186Chicago, IL 173Boston, MA 159Charlotte, NC 147Miami, FL 140Atlanta, GA 137Dallas, TX 137Los Angeles, CA 133Denver, CO 123San Diego, CA 118Coral Gables, FL 115
Other firms in Pasadena
All Pasadena advisors →Morgan Stanley 129Merrill Lynch, Pierce, Fenner & Smith Incorporated 111Wells Fargo Clearing Services, LLC 93Wedbush Securities Inc. 84LPL Financial LLC 49Cetera Investment Advisers LLC 43J.P. Morgan Securities LLC 43Strategic Advisers LLC 39Charles Schwab & Co., Inc. 25Raymond James & Associates, Inc. 21Citigroup Global Markets Inc. 17Clifford Swan Investment Counselors 16
Questions
How many financial advisors does UBS Financial Services Inc. have in Pasadena?
58 investment adviser representatives are registered at UBS Financial Services Inc. offices in Pasadena, California, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 nationwide. 3 list the CFP designation and 58 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in Pasadena?
UBS Financial Services Inc. ranks number 5 in Pasadena by registered advisors; Morgan Stanley has the most, with 129.
How do I check a UBS Financial Services Inc. advisor in Pasadena?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.