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Financial ADVSR advisor directory · SEC adviser records

Clifford Swan Investment Counselors financial advisors in Pasadena, CA

Every SEC-registered investment adviser representative at a Clifford Swan Investment Counselors office in Pasadena, A to Z.

The short answer

16 registered advisors work at Clifford Swan Investment Counselors in Pasadena, out of 16 at the firm nationwide; it ranks number 13 in the city by advisors. 3 list the CFP designation and 0 are also registered broker representatives.

Clifford Swan Investment Counselors advisors in Pasadena, A to Z

Every Clifford Swan Investment Counselors advisor →

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Other firms in Pasadena

All Pasadena advisors →

Morgan Stanley 129Merrill Lynch, Pierce, Fenner & Smith Incorporated 111Wells Fargo Clearing Services, LLC 93Wedbush Securities Inc. 84UBS Financial Services Inc. 58LPL Financial LLC 49Cetera Investment Advisers LLC 43J.P. Morgan Securities LLC 43Strategic Advisers LLC 39Charles Schwab & Co., Inc. 25Raymond James & Associates, Inc. 21Citigroup Global Markets Inc. 17

Questions

How many financial advisors does Clifford Swan Investment Counselors have in Pasadena?

16 investment adviser representatives are registered at Clifford Swan Investment Counselors offices in Pasadena, California, according to the SEC's Investment Adviser Public Disclosure records, out of 16 nationwide. 3 list the CFP designation and 0 are also registered as broker representatives.

Is Clifford Swan Investment Counselors one of the largest advisor employers in Pasadena?

Clifford Swan Investment Counselors ranks number 13 in Pasadena by registered advisors; Morgan Stanley has the most, with 129.

How do I check a Clifford Swan Investment Counselors advisor in Pasadena?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Clifford Swan Investment Counselors office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.