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Financial ADVSR advisor directory · SEC adviser records

CFP financial advisors in Pasadena, CA

Every SEC-registered financial advisor at a firm office in Pasadena who lists the Certified Financial Planner designation, A to Z.

The short answer

105 CFP professionals work in Pasadena; the most are at Cetera Investment Advisers LLC (11). 57 are also registered broker representatives.

CFP advisors in Pasadena, A to Z

Every advisor in Pasadena →

Firms with the most CFP professionals in Pasadena

Cetera Investment Advisers LLC 11Strategic Advisers LLC 6LPL Financial LLC 5First Wilshire Securities Management, Inc. 4Wells Fargo Clearing Services, LLC 4Arroyo Investment Group, LLC 3Capital Research & Consulting LLC 3Clifford Swan Investment Counselors 3Morgan Stanley 3Sequoia Financial Group, L.L.C. 3UBS Financial Services Inc. 3Beacon Pointe Advisors, LLC 2Bernard & Johnson Family Wealth Management 2Cerity Partners LLC 2Charles Schwab & Co., Inc. 2

CFP advisors in other California cities

All of California →

San Diego 645San Francisco 422Los Angeles 359Newport Beach 242Irvine 224Walnut Creek 190Torrance 149San Jose 104Westlake Village 95Santa Barbara 94Roseville 93Folsom 83Carlsbad 82Sacramento 74Santa Monica 74La Jolla 67San Rafael 67Fresno 58Long Beach 54San Ramon 51Santa Rosa 49El Segundo 41San Mateo 40Menlo Park 39

Questions

How many CFP financial advisors are in Pasadena, CA?

105 SEC-registered investment adviser representatives at firm offices in Pasadena, California list the CFP designation; Cetera Investment Advisers LLC employs the most of them (11).

What is a CFP?

CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.

How do I check a CFP in Pasadena?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.