Financial ADVSR advisor directory · SEC adviser records
CFP financial advisors in Santa Rosa, CA
Every SEC-registered financial advisor at a firm office in Santa Rosa who lists the Certified Financial Planner designation, A to Z.
49 CFP professionals work in Santa Rosa; the most are at LPL Financial LLC (10). 37 are also registered broker representatives.
CFP advisors in Santa Rosa, A to Z
Every advisor in Santa Rosa →- Carson P. AmiralEdward Jones · Certified Financial Planner
- Christopher L. ArnoldLPL Financial LLC · Certified Financial Planner, Chartered Financial Consultant
- Michael B. BagleyLPL Financial LLC · Certified Financial Planner
- Alan H. BermanLPL Financial LLC · Certified Financial Planner
- Gregory M. BlockLPL Financial LLC · Certified Financial Planner
- Nicholas BobroffCharles Schwab & Co., Inc. · Certified Financial Planner
- Tawny L. BrittonMorgan Stanley · Certified Financial Planner
- David K. BrownLPL Financial LLC · Certified Financial Planner, Chartered Financial Consultant
- Erick T. BrownJ.P. Morgan Securities LLC · Certified Financial Planner
- Russell O. CliffordClifford Financial Planning, Inc. · Certified Financial Planner
- Brooks D. CrisseyLPL Financial LLC · Certified Financial Planner
- Mark P. DunnEdward Jones · Certified Financial Planner, Chartered Financial Consultant
- Norman W. EisleyEdward Jones · Certified Financial Planner
- John J. EllisLPL Financial LLC · Certified Financial Planner
- Joseph S. FanucchiCetera Investment Advisers LLC · Certified Financial Planner
- Holly M. GarretsonEdward Jones · Certified Financial Planner
- William V. GlascockEdward Jones · Certified Financial Planner
- Todd A. GomesSonoma Allocations · Certified Financial Planner
- Adam GourleyPrivate Advisor Group, LLC · Certified Financial Planner, Chartered Financial Analyst
- Brandon J. GrundyRidgeview Financial Planning · Certified Financial Planner
- Michael J. HallCore Wealth Partners LLC · Certified Financial Planner, Chartered Financial Consultant
- Janet G. HartCommonwealth Financial Network · Certified Financial Planner
- Michael P. IndartFocus Partners Wealth, LLC · Certified Financial Planner
- Kevin A. JaggieWells Fargo Clearing Services, LLC · Certified Financial Planner
- John W. KamolaJw Financial Advisors, LLC · Certified Financial Planner
- Steven M. KrikacCharles Schwab & Co., Inc. · Certified Financial Planner
- Matthew G. LightnerEdward Jones · Certified Financial Planner
- Sandra K. LoewenAvior Wealth Management, LLC · Certified Financial Planner
- Nicole L. MerchainMorgan Stanley · Certified Financial Planner
- Nicholas NicholsonMerrill Lynch, Pierce, Fenner & Smith Incorporated · Certified Financial Planner
- Amy PearlAcorn Financial Planning · Certified Financial Planner
- John R. PearsonIndependent Financial Group, LLC · Certified Financial Planner
- Kenneth F. PerineMeritage Wealth Advisory, LLC · Certified Financial Planner
- Gregory W. RandallLPL Financial LLC · Certified Financial Planner
- Jane A. ScarbroughLPL Financial LLC · Certified Financial Planner
- Christopher SeversonEdward Jones · Certified Financial Planner
- Richard SoennichsenIndependent Financial Group, LLC · Certified Financial Planner
- Kelly A. SoriaCommonwealth Financial Network · Certified Financial Planner
- Kevin Z. SwadSwad Wealth Management LLC · Certified Financial Planner
- Brent M. ThomasFocus Partners Wealth, LLC · Certified Financial Planner
- Michael E. TomrenLPL Financial LLC · Certified Financial Planner, Chartered Financial Consultant
- Diana G. Van WindenWells Fargo Clearing Services, LLC · Certified Financial Planner
- Marc A. VeraCharles Schwab & Co., Inc. · Certified Financial Planner
- Cheyenne G. WalkerNewedge Advisors · Certified Financial Planner
- Matthew WallsEdward Jones · Certified Financial Planner
- Simon R. WheatleyTrek Financial · Certified Financial Planner
- David N. WilliamsCambridge Investment Research Advisors, Inc. · Certified Financial Planner
- Michael T. WilsonNwf Advisory Services Inc. · Certified Financial Planner
- Beth B. WyattMorgan Stanley · Certified Financial Planner
Firms with the most CFP professionals in Santa Rosa
LPL Financial LLC 10Edward Jones 8Charles Schwab & Co., Inc. 3Morgan Stanley 3Commonwealth Financial Network 2Focus Partners Wealth, LLC 2Independent Financial Group, LLC 2Wells Fargo Clearing Services, LLC 2Acorn Financial Planning 1Advisor Resource Council 1Avior Wealth Management, LLC 1Cambridge Investment Research Advisors, Inc. 1Cetera Investment Advisers LLC 1Clifford Financial Planning, Inc. 1Core Wealth Partners LLC 1
CFP advisors in other California cities
All of California →San Diego 645San Francisco 422Los Angeles 359Newport Beach 242Irvine 224Walnut Creek 190Torrance 149Pasadena 108San Jose 104Westlake Village 95Santa Barbara 94Roseville 93Folsom 83Carlsbad 82Sacramento 74Santa Monica 74La Jolla 67San Rafael 67Fresno 58Long Beach 54San Ramon 51El Segundo 41San Mateo 40Menlo Park 39
Questions
How many CFP financial advisors are in Santa Rosa, CA?
49 SEC-registered investment adviser representatives at firm offices in Santa Rosa, California list the CFP designation; LPL Financial LLC employs the most of them (10).
What is a CFP?
CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.
How do I check a CFP in Santa Rosa?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.
Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.