Investment adviser representative · Brumm Financial Services, LLC
Denis J. Brumm
CRD 3221908 · Pasadena, CA
At a glance
Denis J. Brumm is an investment adviser representative with Brumm Financial Services, LLC in Pasadena, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Denis’s SEC record dates to 2003, about 23 years ago.
Current advisory firm
- Brumm Financial Services, LLCSince March 2018Pasadena, CA · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2003 (23 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Denis’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.