Financial ADVSR advisor directory · SEC adviser records
Awm Capital, LLC financial advisors in Pasadena, CA
Every SEC-registered investment adviser representative at a Awm Capital, LLC office in Pasadena, A to Z.
13 registered advisors work at Awm Capital, LLC in Pasadena, out of 28 at the firm nationwide; it ranks number 16 in the city by advisors. 1 list the CFP designation and 0 are also registered broker representatives.
Awm Capital, LLC advisors in Pasadena, A to Z
Every Awm Capital, LLC advisor →- Sophia N. BarclayInvestment adviser rep
- Ella S. CampbellInvestment adviser rep
- William ChapmanInvestment adviser rep
- Nathan M. ChongInvestment adviser rep
- Roger W. Ferguson IIIInvestment adviser rep
- Ethan A. GahmInvestment adviser rep
- Braden R. GriffithsInvestment adviser rep
- Leighton W. HelfrickInvestment adviser rep
- Daniel U. LemusInvestment adviser rep
- Robert R. Peters IIIInvestment adviser rep
- Sean P. RichardsonInvestment adviser rep
- Francisco J. SanchezCertified Financial Planner
- Spencer E. SeidInvestment adviser rep
Awm Capital, LLC advisors in every city and state →Awm Capital, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Awm Capital, LLC advisors in other cities
Phoenix, AZ 7Los Angeles, CA 4Atlanta, GA 1Baton Rouge, LA 1Dallas, TX 1Tyler, TX 1
Other firms in Pasadena
All Pasadena advisors →Morgan Stanley 129Merrill Lynch, Pierce, Fenner & Smith Incorporated 111Wells Fargo Clearing Services, LLC 93Wedbush Securities Inc. 84UBS Financial Services Inc. 58LPL Financial LLC 49Cetera Investment Advisers LLC 43J.P. Morgan Securities LLC 43Strategic Advisers LLC 39Charles Schwab & Co., Inc. 25Raymond James & Associates, Inc. 21Citigroup Global Markets Inc. 17
Questions
How many financial advisors does Awm Capital, LLC have in Pasadena?
13 investment adviser representatives are registered at Awm Capital, LLC offices in Pasadena, California, according to the SEC's Investment Adviser Public Disclosure records, out of 28 nationwide. 1 list the CFP designation and 0 are also registered as broker representatives.
Is Awm Capital, LLC one of the largest advisor employers in Pasadena?
Awm Capital, LLC ranks number 16 in Pasadena by registered advisors; Morgan Stanley has the most, with 129.
How do I check a Awm Capital, LLC advisor in Pasadena?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Awm Capital, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.