Financial ADVSR advisor directory · SEC adviser records
Awm Capital, LLC financial advisors in Los Angeles, CA
Every SEC-registered investment adviser representative at a Awm Capital, LLC office in Los Angeles, A to Z.
The short answer
5 registered advisors work at Awm Capital, LLC in Los Angeles, out of 28 at the firm nationwide; it ranks number 69 in the city by advisors. 4 list the CFP designation and 0 are also registered broker representatives.
Awm Capital, LLC advisors in Los Angeles, A to Z
Every Awm Capital, LLC advisor →- Brandon L. AverillCertified Financial Planner
- Chase K. DominguezCertified Financial Planner
- Justin M. DyerCertified Financial Planner, Chartered Financial Analyst
- Mena R. HannaChartered Financial Analyst
- Jeffrey R. LockeCertified Financial Planner
Awm Capital, LLC advisors in every city and state →Awm Capital, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Awm Capital, LLC advisors in other cities
Pasadena, CA 13Phoenix, AZ 7Atlanta, GA 1Baton Rouge, LA 1Dallas, TX 1Tyler, TX 1
Other firms in Los Angeles
All Los Angeles advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 341J.P. Morgan Securities LLC 308Capital Client Group, Inc. 288Morgan Stanley 199Lido 186UBS Financial Services Inc. 137Wells Fargo Clearing Services, LLC 127Rockefeller Financial LLC 98Seia 71Capital Group Private Client Services, Inc. 70MML Investors Services, LLC 58Strategic Advisers LLC 55
Questions
How many financial advisors does Awm Capital, LLC have in Los Angeles?
5 investment adviser representatives are registered at Awm Capital, LLC offices in Los Angeles, California, according to the SEC's Investment Adviser Public Disclosure records, out of 28 nationwide. 4 list the CFP designation and 0 are also registered as broker representatives.
Is Awm Capital, LLC one of the largest advisor employers in Los Angeles?
Awm Capital, LLC ranks number 69 in Los Angeles by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 341.
How do I check a Awm Capital, LLC advisor in Los Angeles?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Awm Capital, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.