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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Santa Monica, CA

Every SEC-registered investment adviser representative at a firm office in Santa Monica, with the firms that employ the most of them.

302 registered advisors work in Santa Monica; the most are at Gerber Kawasaki Wealth & Investment Management (37). 74 list the CFP designation and 145 are also registered broker representatives.

Firms with the most advisors in Santa Monica

FirmAdvisors in Santa Monica
Gerber Kawasaki Wealth & Investment Management37
Abacus Wealth Partners32
Merrill Lynch, Pierce, Fenner & Smith Incorporated news30
Morgan Stanley news28
Strategic Advisers LLC17
LPL Financial LLC news8
Charles Schwab & Co., Inc. news6
J.P. Morgan Securities LLC news6
Ocean Park Asset Management, LLC6
Quantum Financial Advisors, LLC6
Dimensional Fund Advisors LP5
Focus Partners Wealth, LLC5
Stratos Wealth Partners, Ltd.5
Angeles Wealth Management, LLC4
Serenus Wealth Advisors, LLC4
Composition Wealth, LLC3
Five Oceans Advisors3
Redwood Wealth Management, LLC3
The Evergreen Advantage Management, Inc.3
Wells Fargo Clearing Services, LLC news3
A.G.P. / Alliance Global Partners2
Capital Intelligence Advisors, Inc.2
Eddy Financial, LLC2
MML Investors Services, LLC2
Mapleton Capital Management, LLC2

Advisors in Santa Monica, A to Z (first 300 of 302)

CFP advisors in Santa Monica →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Santa Monica, CA?

302 investment adviser representatives are registered at firm offices in Santa Monica, California, according to the SEC's Investment Adviser Public Disclosure records. 145 of them are also registered as broker representatives, and 74 list the CFP designation.

Which firm has the most financial advisors in Santa Monica?

Gerber Kawasaki Wealth & Investment Management, with 37 registered advisors in Santa Monica, followed by Abacus Wealth Partners with 32.

How do I check a financial advisor in Santa Monica?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.