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Chief Investment Officer · Westend Capital Management, LLC.

George B. Bolton

CRD 1423421 · Named on Form ADV at one SEC-registered adviser

At a glance

Westend Capital Management, LLC., an SEC-registered wealth manager based in Sausalito, CA with $436 million in regulatory assets, lists George B. Bolton on its Form ADV as Chief Investment Officer, a control person.

Firms and roles

AtlasMembers

George’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Gustave R. OzagMember, Chief Financial Planning Officer, Westend Capital Management, LLC.
  • George EllimanMember, Chief Financial Officer, Director of Business Development and Chief Compliance Officer, Westend Capital Management, LLC.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For George’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.