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Financial ADVSR advisor directory · SEC adviser records

Five Oceans Advisors financial advisors in Santa Monica, CA

Every SEC-registered investment adviser representative at a Five Oceans Advisors office in Santa Monica, A to Z.

The short answer

3 registered advisors work at Five Oceans Advisors in Santa Monica, out of 3 at the firm nationwide; it ranks number 17 in the city by advisors. 3 list the CFP designation and 0 are also registered broker representatives.

Five Oceans Advisors advisors in Santa Monica, A to Z

Every Five Oceans Advisors advisor →

Five Oceans Advisors advisors in every city and state →Five Oceans Advisors: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Santa Monica

All Santa Monica advisors →

Gerber Kawasaki Wealth & Investment Management 37Abacus Wealth Partners 32Merrill Lynch, Pierce, Fenner & Smith Incorporated 30Morgan Stanley 28Strategic Advisers LLC 17LPL Financial LLC 8Charles Schwab & Co., Inc. 6J.P. Morgan Securities LLC 6Ocean Park Asset Management, LLC 6Quantum Financial Advisors, LLC 6Dimensional Fund Advisors LP 5Focus Partners Wealth, LLC 5

Questions

How many financial advisors does Five Oceans Advisors have in Santa Monica?

3 investment adviser representatives are registered at Five Oceans Advisors offices in Santa Monica, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 3 list the CFP designation and 0 are also registered as broker representatives.

Is Five Oceans Advisors one of the largest advisor employers in Santa Monica?

Five Oceans Advisors ranks number 17 in Santa Monica by registered advisors; Gerber Kawasaki Wealth & Investment Management has the most, with 37.

How do I check a Five Oceans Advisors advisor in Santa Monica?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Five Oceans Advisors office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.