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Financial ADVSR advisor directory · SEC adviser records

Charles Schwab & Co., Inc. financial advisors in Santa Monica, CA

Every SEC-registered investment adviser representative at a Charles Schwab & Co., Inc. office in Santa Monica, A to Z.

The short answer

6 registered advisors work at Charles Schwab & Co., Inc. in Santa Monica, out of 5,933 at the firm nationwide; it ranks number 7 in the city by advisors. 0 list the CFP designation and 6 are also registered broker representatives.

Charles Schwab & Co., Inc. advisors in Santa Monica, A to Z

Every Charles Schwab & Co., Inc. advisor →

Charles Schwab & Co., Inc. advisors in every city and state →Charles Schwab & Co., Inc.: assets, clients and custodians →Schwab news and advisor moves →Advisor Moves: who changed firms this week →

Charles Schwab & Co., Inc. advisors in other cities

Westlake, TX 788Lone Tree, CO 468Phoenix, AZ 425Orlando, FL 217Omaha, NE 201Austin, TX 197Indianapolis, IN 156New York City, NY 89Chicago, IL 88San Francisco, CA 70Richfield, OH 66St Louis, MO 61San Diego, CA 42Scottsdale, AZ 42Newport Beach, CA 40

Other firms in Santa Monica

All Santa Monica advisors →

Gerber Kawasaki Wealth & Investment Management 37Abacus Wealth Partners 32Merrill Lynch, Pierce, Fenner & Smith Incorporated 30Morgan Stanley 28Strategic Advisers LLC 17LPL Financial LLC 8J.P. Morgan Securities LLC 6Ocean Park Asset Management, LLC 6Quantum Financial Advisors, LLC 6Dimensional Fund Advisors LP 5Focus Partners Wealth, LLC 5Stratos Wealth Partners, Ltd. 5

Questions

How many financial advisors does Charles Schwab & Co., Inc. have in Santa Monica?

6 investment adviser representatives are registered at Charles Schwab & Co., Inc. offices in Santa Monica, California, according to the SEC's Investment Adviser Public Disclosure records, out of 5,933 nationwide. 0 list the CFP designation and 6 are also registered as broker representatives.

Is Charles Schwab & Co., Inc. one of the largest advisor employers in Santa Monica?

Charles Schwab & Co., Inc. ranks number 7 in Santa Monica by registered advisors; Gerber Kawasaki Wealth & Investment Management has the most, with 37.

How do I check a Charles Schwab & Co., Inc. advisor in Santa Monica?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Charles Schwab & Co., Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.