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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Santa Monica, CA

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Santa Monica, A to Z.

The short answer

8 registered advisors work at LPL Financial LLC in Santa Monica, out of 21,098 at the firm nationwide; it ranks number 6 in the city by advisors. 2 list the CFP designation and 8 are also registered broker representatives.

LPL Financial LLC advisors in Santa Monica, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67

Other firms in Santa Monica

All Santa Monica advisors →

Gerber Kawasaki Wealth & Investment Management 37Abacus Wealth Partners 32Merrill Lynch, Pierce, Fenner & Smith Incorporated 30Morgan Stanley 28Strategic Advisers LLC 17Charles Schwab & Co., Inc. 6J.P. Morgan Securities LLC 6Ocean Park Asset Management, LLC 6Quantum Financial Advisors, LLC 6Dimensional Fund Advisors LP 5Focus Partners Wealth, LLC 5Stratos Wealth Partners, Ltd. 5

Questions

How many financial advisors does LPL Financial LLC have in Santa Monica?

8 investment adviser representatives are registered at LPL Financial LLC offices in Santa Monica, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 2 list the CFP designation and 8 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Santa Monica?

LPL Financial LLC ranks number 6 in Santa Monica by registered advisors; Gerber Kawasaki Wealth & Investment Management has the most, with 37.

How do I check a LPL Financial LLC advisor in Santa Monica?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.