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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in San Jose, CA

Every SEC-registered investment adviser representative at a firm office in San Jose, with the firms that employ the most of them.

897 registered advisors work in San Jose; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (105). 104 list the CFP designation and 761 are also registered broker representatives.

Firms with the most advisors in San Jose

FirmAdvisors in San Jose
Merrill Lynch, Pierce, Fenner & Smith Incorporated news105
Wells Fargo Clearing Services, LLC news102
Morgan Stanley news78
Strategic Advisers LLC58
LPL Financial LLC news48
Ameriprise Financial Services, LLC news44
J.P. Morgan Securities LLC news34
LPL Enterprise, LLC news31
Transamerica Financial Advisors, LLC23
RBC Capital Markets, LLC news20
UBS Financial Services Inc. news20
Osaic Wealth, Inc. news18
Pfs Investments Inc.14
Wells Fargo Advisors Financial Network, LLC news13
Cetera Investment Advisers LLC news11
MML Investors Services, LLC11
Edward Jones news9
State Farm Investment Management Corp.9
Eagle Strategies LLC8
Potentia Wealth8
Centaurus Financial, Inc.7
Cerity Partners LLC news6
Raymond James & Associates, Inc. news6
Werba Rubin Papier Wealth Management, LLC6
Betterwealth LLC5

Advisors in San Jose, A to Z (first 300 of 897)

CFP advisors in San Jose →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335Folsom 305

Questions

How many financial advisors are in San Jose, CA?

897 investment adviser representatives are registered at firm offices in San Jose, California, according to the SEC's Investment Adviser Public Disclosure records. 761 of them are also registered as broker representatives, and 104 list the CFP designation.

Which firm has the most financial advisors in San Jose?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 105 registered advisors in San Jose, followed by Wells Fargo Clearing Services, LLC with 102.

How do I check a financial advisor in San Jose?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.