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Financial ADVSR advisor directory · SEC adviser records

Potentia Wealth financial advisors in San Jose, CA

Every SEC-registered investment adviser representative at a Potentia Wealth office in San Jose, A to Z.

The short answer

7 registered advisors work at Potentia Wealth in San Jose, out of 9 at the firm nationwide; it ranks number 20 in the city by advisors. 3 list the CFP designation and 3 are also registered broker representatives.

Potentia Wealth advisors in San Jose, A to Z

Every Potentia Wealth advisor →

Potentia Wealth advisors in every city and state →Potentia Wealth: assets, clients and custodians →Advisor Moves: who changed firms this week →

Potentia Wealth advisors in other cities

Escondido, CA 1Sacramento, CA 1

Other firms in San Jose

All San Jose advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 105Wells Fargo Clearing Services, LLC 102Morgan Stanley 78Strategic Advisers LLC 58LPL Financial LLC 48Ameriprise Financial Services, LLC 44J.P. Morgan Securities LLC 34LPL Enterprise, LLC 31Transamerica Financial Advisors, LLC 23RBC Capital Markets, LLC 20UBS Financial Services Inc. 20Osaic Wealth, Inc. 18

Questions

How many financial advisors does Potentia Wealth have in San Jose?

7 investment adviser representatives are registered at Potentia Wealth offices in San Jose, California, according to the SEC's Investment Adviser Public Disclosure records, out of 9 nationwide. 3 list the CFP designation and 3 are also registered as broker representatives.

Is Potentia Wealth one of the largest advisor employers in San Jose?

Potentia Wealth ranks number 20 in San Jose by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 105.

How do I check a Potentia Wealth advisor in San Jose?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Potentia Wealth office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.