Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in San Jose, CA
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in San Jose, A to Z.
The short answer
20 registered advisors work at UBS Financial Services Inc. in San Jose, out of 8,475 at the firm nationwide; it ranks number 11 in the city by advisors. 0 list the CFP designation and 20 are also registered broker representatives.
UBS Financial Services Inc. advisors in San Jose, A to Z
Every UBS Financial Services Inc. advisor →- Frank G. BiscegliaAlso a broker rep
- Thomas J. J. BiscegliaAlso a broker rep
- Caroline D. BrodersenAlso a broker rep
- Jenny BrummerAlso a broker rep
- Brent FollandAlso a broker rep
- Jeffrey T. FredericksonAlso a broker rep
- Richard R. GamboaAlso a broker rep
- Rhett F. HallAlso a broker rep
- Muhammad S. HaqAlso a broker rep
- Ryan F. KotarbaAlso a broker rep
- Charles D. LawsonAlso a broker rep
- Stephen D. LuceroAlso a broker rep
- Deborah M. MazzullaAlso a broker rep
- John J. MoranAlso a broker rep
- Carrie L. ScalettaAlso a broker rep
- Gregory S. SmithAlso a broker rep
- Eric SusantioAlso a broker rep
- Madeline Van HoorickxAlso a broker rep
- Emily W. VanhoorickxAlso a broker rep
- Chy YipAlso a broker rep
UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →
UBS Financial Services Inc. advisors in other cities
New York, NY 935Weehawken, NJ 599San Francisco, CA 189Cincinnati, OH 188Houston, TX 186Chicago, IL 173Boston, MA 159Charlotte, NC 147Miami, FL 140Atlanta, GA 137Dallas, TX 137Los Angeles, CA 133Denver, CO 123San Diego, CA 118Coral Gables, FL 115
Other firms in San Jose
All San Jose advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 105Wells Fargo Clearing Services, LLC 102Morgan Stanley 78Strategic Advisers LLC 58LPL Financial LLC 48Ameriprise Financial Services, LLC 44J.P. Morgan Securities LLC 34LPL Enterprise, LLC 31Transamerica Financial Advisors, LLC 23RBC Capital Markets, LLC 20Osaic Wealth, Inc. 18Pfs Investments Inc. 14
Questions
How many financial advisors does UBS Financial Services Inc. have in San Jose?
20 investment adviser representatives are registered at UBS Financial Services Inc. offices in San Jose, California, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 nationwide. 0 list the CFP designation and 20 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in San Jose?
UBS Financial Services Inc. ranks number 11 in San Jose by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 105.
How do I check a UBS Financial Services Inc. advisor in San Jose?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.