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Financial ADVSR advisor directory · SEC adviser records

Transamerica Financial Advisors, LLC financial advisors in San Jose, CA

Every SEC-registered investment adviser representative at a Transamerica Financial Advisors, LLC office in San Jose, A to Z.

The short answer

23 registered advisors work at Transamerica Financial Advisors, LLC in San Jose, out of 1,006 at the firm nationwide; it ranks number 9 in the city by advisors. 0 list the CFP designation and 23 are also registered broker representatives.

Transamerica Financial Advisors, LLC advisors in San Jose, A to Z

Every Transamerica Financial Advisors, LLC advisor →

Transamerica Financial Advisors, LLC advisors in other cities

Bellevue, WA 37Houston, TX 34Plano, TX 32Las Vegas, NV 30Portland, OR 29Alpharetta, GA 28Centennial, CO 27Cedar Rapids, IA 25Cincinnati, OH 25Irvine, CA 25Alviso, CA 23Pleasanton, CA 23So. Jordan, UT 23Orange, CA 16Orem, UT 16

Other firms in San Jose

All San Jose advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 105Wells Fargo Clearing Services, LLC 102Morgan Stanley 78Strategic Advisers LLC 58LPL Financial LLC 48Ameriprise Financial Services, LLC 44J.P. Morgan Securities LLC 34LPL Enterprise, LLC 31RBC Capital Markets, LLC 20UBS Financial Services Inc. 20Osaic Wealth, Inc. 18Pfs Investments Inc. 14

Questions

How many financial advisors does Transamerica Financial Advisors, LLC have in San Jose?

23 investment adviser representatives are registered at Transamerica Financial Advisors, LLC offices in San Jose, California, according to the SEC's Investment Adviser Public Disclosure records, out of 1,006 nationwide. 0 list the CFP designation and 23 are also registered as broker representatives.

Is Transamerica Financial Advisors, LLC one of the largest advisor employers in San Jose?

Transamerica Financial Advisors, LLC ranks number 9 in San Jose by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 105.

How do I check a Transamerica Financial Advisors, LLC advisor in San Jose?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Transamerica Financial Advisors, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.